Monthly Archives: February 2025

There’s a growing demand from customers to incorporate generative AI into their businesses. Many use cases involve using pre-trained large language models (LLMs) through approaches like Retrieval Augmented Generation (RAG). However, for advanced, domain-specific tasks or those requiring specific formats, model customization techniques such as fine-tuning are sometimes necessary. Amazon Bedrock provides you with the ability to customize leading foundation models (FMs) such as Anthropic’s Claude 3 Haiku and Meta’s Llama 3.1.

Amazon Bedrock is a fully managed service that makes FMs from leading AI startups and Amazon available through an API, so you can choose from a wide range of FMs to find the model that is best suited for your use case. Amazon Bedrock offers a serverless experience, so you can get started quickly, privately customize FMs with your own data, and integrate and deploy them into your applications using AWS tools without having to manage any infrastructure.

Fine-tuning is a supervised training process where labeled prompt and response pairs are used to further train a pre-trained model to improve its performance for a particular use case. One consistent pain point of fine-tuning is the lack of data to effectively customize these models. Gathering relevant data is difficult, and maintaining its quality is another hurdle. Furthermore, fine-tuning LLMs requires substantial resource commitment. In such scenarios, synthetic data generation offers a promising solution. You can create synthetic training data using a larger language model and use it to fine-tune a smaller model, which has the benefit of a quicker turnaround time.

In this post, we explore how to use Amazon Bedrock to generate synthetic training data to fine-tune an LLM. Additionally, we provide concrete evaluation results that showcase the power of synthetic data in fine-tuning when data is scarce.

Solution overview

The solution comprises two main steps:

1. Generate synthetic data using the Amazon Bedrock InvokeModel API.
2. Fine-tune using an Amazon Bedrock custom model.

For synthetic data generation, we use a larger language model (such as Anthropic’s Claude 3 Sonnet on Amazon Bedrock) as the teacher model, and a smaller language model (such as Anthropic’s Claude Instant 1.2 or Claude 3 Haiku on Amazon Bedrock) as the student model for fine-tuning. We use the larger teacher model to generate new data based on its knowledge, which is then used to train the smaller student model. This concept is similar to knowledge distillation used in deep learning, except that we’re using the teacher model to generate a new dataset from its knowledge rather than directly modifying the architecture of the student model.

The following diagram illustrates the overall flow of the solution.

Finally, we share our experiment results, where we compare the performance of the model fine-tuned with synthetic data to the baseline (not fine-tuned) model and to a model fine-tuned with an equal amount of original training data.

Prerequisites

To generate synthetic data and fine-tune models using Amazon Bedrock, you first need to create an AWS Identity and Access Management (IAM) service role with the appropriate permissions. This role is used by Amazon Bedrock to access the necessary resources on your behalf.

For instructions on creating the service role, refer to Create a service role for model customization. Also, make sure the role has the permission for the bedrock:InvokeModel action.

If you’re running this code using an Amazon SageMaker notebook instance, edit the IAM role that’s attached to the notebook (for example, AmazonSageMaker-ExecutionRole-XXX) instead of creating a new role. Follow Create a service role for model customization to modify the trust relationship and add the S3 bucket permission. Additionally, on the role’s Permissions tab, create the following inline policies:

1. Policy name: bedrock-customization

{
    "Version": "2012-10-17",
    "Statement": [
        {
            "Sid": "VisualEditor0",
            "Effect": "Allow",
            "Action": [
                "bedrock:InvokeModel",
                "bedrock:ListModelCustomizationJobs",
                "bedrock:DeleteCustomModel",
                "bedrock:CreateModelCustomizationJob",
                "bedrock:StopModelCustomizationJob",
                "bedrock:ListCustomModels",
                "bedrock:GetCustomModel",
                "bedrock:GetModelCustomizationJob"
            ],
            "Resource": "*"
        }
    ]
}

2. Policy name: iam-pass-role

{
    "Version": "2012-10-17",
    "Statement": [
        {
            "Sid": "VisualEditor0",
            "Effect": "Allow",
            "Action": "iam:PassRole",
            "Resource": [
                "${sagemaker-execution-role-arn}"
            ]
        }
    ]
}

The final permission policies for the SageMaker execution role should look like the following, which include AmazonSageMaker-ExecutionPolicy, AmazonSageMakerFullAccess, bedrock-customization, and iam-pass-role.

Generate synthetic data using the Amazon Bedrock InvokeModel API

We use the Amazon Bedrock InvokeModel API to generate synthetic data for fine-tuning. You can use the API to programmatically send an inference (text generation) request to the model of your choice. All you need is a well-crafted prompt tailored for data synthesis. We used the following sample prompt for our use case:

PROMPT = """
You are an AI assistant who is an expert in Amazon services. Your task is to understand a system that takes in a list of documents, and based on that, answers a question by providing citations for the documents that it referred the answer from.

Your job is to generate three new Question/Answer pairs, emulating the tone, style, and grammar of the original data provided.

Here is the original data :
Input Documents and Question : {document}nnQuestion: {question}
Output Answer : {answer}

Strictly return a jsonl with the keys (question, answer, topic). Every topic should be different. The answers should be in the exact same format as the original. The question and the answer should be different in content from the original data provided, and all questions should be diverse and different from each other. Do not answer in any other format. The response should be parsable as a jsonl.
"""

The goal of our use case was to fine-tune a model to generate a relevant and coherent answer based on a given reference document and a question. RAG is a popular technique used for such Q&A tasks; however, one significant challenge with RAG is the potential for retrieving unrelated or irrelevant documents, which can lead to inaccurate responses. You can apply fine-tuning to guide the model to better focus on the relevance of the documents to the question instead of using the provided documents without context to answer the question.

Our dataset includes Q&A pairs with reference documents regarding AWS services. Each sample has up to five reference documents as context, and a single-line question follows. The following table shows an example.

For data synthesis, we asked the model to generate three new Q&A pairs per reference document. However, you can adjust the number as needed. The crucial part is to make the model think deeply about a variety of topics. Because the purpose of generating synthetic data is to enrich the training dataset, it’s more beneficial to have the model look at different parts of the documents and create Q&A pairs with different topics than the original.

The following example shows how to generate synthetic data with the Amazon Bedrock InvokeModel API. We tested the preceding prompt with Anthropic’s Claude 3 Sonnet. If you want to test a different model, retrieve the corresponding model ID from Amazon Bedrock model IDs, and replace the modelId variable in the function.

import boto3
import json

bedrock = boto3.client(service_name="bedrock-runtime")

def generate_synthetic_data(document, question, answer):
    
    values = {
        "document": document,
        "question": question,
        "answer": answer
    }
    
    body = {
        "messages": [{
            "role": "user", "content": PROMPT.format(**values)
        }],
        "anthropic_version": "bedrock-2023-05-31",
        "max_tokens": 2048,
        "temperature" : 0.5
    }
    
    response = bedrock.invoke_model(
        body=json.dumps(body),
        modelId="anthropic.claude-3-sonnet-20240229-v1:0",
        accept="application/json",
        contentType="application/json"
    )
    
    response_body = json.loads(response.get('body').read())
    
    return response_body['content'][0]['text']

The preceding function returns three JSONL records in strings with question, answer, and topic as keys. The following parse_llm_output function loads the strings and uses regular expressions to retrieve the generated questions and answers. Then, the create_synthetic_samples function combines those two functionalities to produce the final synthetic training samples.

import re
import pd

def parse_llm_output(jsonl_string):
    
    question_pattern = re.compile(r'"question":s*"([^"]+)"')
    answer_pattern = re.compile(r'"answer":s*"(.*?)"s*,s*"topic"') 
    questions = question_pattern.findall(jsonl_string)
    answers = answer_pattern.findall(jsonl_string)
    
    return questions, answers


def create_synthetic_samples(row: pd.Series) -> pd.DataFrame:

    jsonl_string = generate_synthetic_data(row['document'], row['question'], row['answer'])
    questions, answers = parse_llm_output(jsonl_string)
    
    return pd.DataFrame({
        "document": [row['document']] * len(questions),
        "question": questions,
        "answer": answers
    })


def to_customization_format(row):

    msg = {
        "messages": [
            {"role": "user", "content": f"{row['document']}nnQuestion: {row['question']}"},
            {"role": "assistant", "content": row['answer']}
        ]
    }
    
    return msg

The following script combines all of the preceding functions and gives you the final training set with both original and synthetic samples. We convert the samples into the format required by the customization job using the to_customization_format function and save them as train.jsonl. Assume the input data is a CSV file with three columns: document, question, and answer.

import pandas as pd

# Load original training samples
original_train = pd.read_csv(input_df_path)

# Create synthetic training samples
synthetic_train = pd.concat(original_train.apply(create_synthetic_samples, axis=1).tolist())

# Combine original and synthetic samples
final_train_df = pd.concat([original_train, synthetic_train])

# Convert to the format required by the customization job
final_train = final_train_df.apply(to_customization_format, axis=1).tolist()

# Write to JSONL file    
with open('train.jsonl', 'w') as file:
    for item in final_train:
        json.dump(item, file)
        file.write('n')

Fine-tune using an Amazon Bedrock custom model

Now that you have the synthetic data generated by the teacher model along with your original data, it’s time to train the student model. We fine-tune the student model using the Amazon Bedrock custom model functionality.

Model customization is the process of providing training data to an FM to improve its performance for specific use cases. Amazon Bedrock offers three model customization methods as of this writing:

• Fine-tuning
• Continued pre-training
• Distillation (preview).

You can create your own custom model using any of these methods through the Amazon Bedrock console or API. For more information on supported models and AWS Regions with various customization methods, please see User guide for model customization. In this section, we focus on how to fine-tune a model using the API.

To create a fine-tuning job in Amazon Bedrock, complete the following prerequisite steps:

1. Create an Amazon Simple Storage Service (Amazon S3) bucket for your training data and another one for your output data (the names must be unique).
2. Upload the jsonl file to the training data bucket.
3. Make sure that you have created an IAM role, as described in the Prerequisites

When these steps are complete, run the following code to submit a new fine-tuning job. In our use case, the student model was Anthropic’s Claude Instant 1.2. At the time of writing, Anthropic’s Claude 3 Haiku is generally available, and we recommend following the rest of the code using Anthropic’s Claude 3 Haiku. For the release announcement, see Fine-tuning for Anthropic’s Claude 3 Haiku in Amazon Bedrock is now generally available.

If you want to try different models, you must check the model provider’s terms of service yourself. Many providers restrict using their models to train competing models. For the latest model support information, see Supported Regions and models for model customization, and replace baseModelIdentifier accordingly. Different models have different hyperparameters. For more information, see Custom model hyperparameters.

import boto3
import json
import time

bedrock = boto3.client(service_name='bedrock')
    
# Set parameters
customizationType = "FINE_TUNING"
baseModelIdentifier = "arn:aws:bedrock:us-east-1::foundation-model/anthropic.claude-instant-v1:2:100k"
roleArn = "${customization-role-arn}"
jobName = "${customization-job-name}"
customModelName = "${customization-model-name}"
hyperParameters = {
    "epochCount": "1",
    "batchSize": "96",
    "learningRateMultiplier": "0.5",
 }
trainingDataConfig = {"s3Uri": "s3://${training-bucket}/train.jsonl"}
outputDataConfig = {"s3Uri": "s3://${output-bucket}/myOutputData"}

# Create job
response_ft = bedrock.create_model_customization_job(
    jobName=jobName, 
    customModelName=customModelName,
    roleArn=roleArn,
    baseModelIdentifier=baseModelIdentifier,
    hyperParameters=hyperParameters,
    trainingDataConfig=trainingDataConfig,
    outputDataConfig=outputDataConfig
)

jobArn = response_ft.get('jobArn')

# Check job status
while True:
    status = bedrock.get_model_customization_job(jobIdentifier=jobArn).get('status')
    if status != 'InProgress':
        print(status)
        break
    else:
        print(status)
    time.sleep(30)

When the status changes to Completed, your fine-tuned student model is ready for use. To run an inference with this custom model, you need to purchase provisioned throughput. A flexible No commitment option is available for custom models, which can be turned off when not in use and billed by the hour. A cost estimate is provided on the console prior to purchasing provisioned throughput.

On the Amazon Bedrock console, choose Custom models in the navigation pane. Select the model you fine-tuned and choose Purchase provisioned throughput.

The model name and type are automatically selected for you. Select No commitment for Commitment term. After you make this selection, the estimated cost is shown. If you’re okay with the pricing, choose Confirm purchase.

When the Provisioned Throughput becomes available, retrieve the ARN of the provisioned custom model and run the inference:

import boto3
import json

bedrock = boto3.client(service_name="bedrock-runtime")

def run_student_model(document, question):
    
    values = {
        "document": document,
        "question": question,
    }
    
    body = {
        "messages": [{
            "role": "user", "content": PROMPT.format(**values)
        }],
        "max_tokens": 2048,
        "temperature" : 0.5
    }
    
    response = bedrock.invoke_model(
        body=json.dumps(body),
        modelId="${provisioned_model_arn}",
        accept="application/json",
        contentType="application/json"
    )
    
    response_body = json.loads(response.get('body').read())
    
    return response_body['content'][0]['text']

Evaluate

In this section, we share our experiment results to provide data points on how the synthetic data generated by a teacher model can improve the performance of a student model. For evaluation methods, we used an LLM-as-a-judge approach, where a judge model compares responses from two different models and picks a better response. Additionally, we conducted a manual evaluation on a small subset to assess whether the LLM-as-a-judge and human judges have aligned preferences.

We carried out controlled experiments where we compared four different models as follows: 1,500 synthetic training samples for the 4^th model were generated by Anthropic’s Claude 3 Sonnet, and we created three synthetic samples per one original reference document (3 samples * 500 original reference documents = 1,500 synthetic samples).

LLM-as-a-judge results

LLM output evaluation is an important step in developing generative AI applications, but it is expensive and takes considerable time if done manually. An alternative solution to systematically evaluate output quality in large volume is the LLM-as-a-judge approach, where an LLM is used to evaluate another LLM’s responses.

For our use case, we used Anthropic’s Claude 3 Sonnet and Meta Llama 3 70B as the judges. We asked the LLM judges to compare outputs from two different models and choose one over the other or state a tie. The following chart summarizes the judges’ decisions. Each number represents the percentage of times when the respective model was selected as providing a better answer, excluding tie cases. The test set contained 343 samples.

As shown in the preceding chart, the Anthropic’s Claude 3 Sonnet judge preferred the response from the fine-tuned model with synthetic examples over the Anthropic’s Claude Instant base model (84.8% preference) and the fine-tuned model with original 500 samples (72.3% preference). However, the judge concluded that the fine-tuned model with 2,000 original examples was preferred over the fine-tuned model with synthetic examples (32.3% preference). This aligns with the expectation that when large, high-quality original data is available, it’s better to use the large training data that accurately reflects the target data distribution.

The Meta Llama judge reached a similar conclusion. As shown in the preceding chart, it preferred the response from the fine-tuned model with synthetic samples over the Anthropic’s Claude Instant base model (75.6% preference) and the fine-tuned model with original 500 examples (76.4% preference), but the fine-tuned model with 2,000 original examples was the ultimate winner.

Human evaluation results

To complement the LLM-as-a-judge result, we conducted manual evaluation with two human judges. We asked the two human evaluators to perform the same pairwise comparison task as the LLM judge, but for 20 examples. The following chart summarizes the results.

As shown in the preceding chart, the two human evaluators reached a similar conclusion, reinforcing the LLM-as-a-judge result. The fine-tuned model with synthetic examples produced outputs that were more preferable than the Anthropic’s Claude Instant base model and the fine-tuned model with the original 500 examples; however, it didn’t outperform the fine-tuned model with the 2,000 original examples.

These comparative evaluation results from both the LLM judges and human judges strongly demonstrate the power and potential of using data synthesis when training data is scarce. Moreover, by using high-quality data from the teacher model, we can effectively train the student model, which is lightweight and cost-effective for deployment in a production environment.

Amazon Bedrock evaluations

Running LLM-as-a-judge and human evaluation has become much easier with Amazon Bedrock. Model evaluation on Amazon Bedrock allows you to evaluate, compare, and select the best FMs for your use case. Human evaluation workflows can use your own employees or an AWS-managed team as reviewers. For more information on how to set up a human evaluation workflow, see Creating your first model evaluation that uses human workers. The latest feature, LLM-as-a-judge, is now in preview and allows you to assess multiple quality dimensions including correctness, helpfulness, and responsible AI criteria such as answer refusal and harmfulness. For step-by-step instructions, see New RAG evaluation and LLM-as-a-judge capabilities in Amazon Bedrock.

Clean up

Make sure to delete the following resources to avoid incurring cost:

• Provisioned throughput for the custom model
• The training_bucket and output_bucket S3 buckets

Conclusion

In this post, we explored how to use Amazon Bedrock to generate synthetic training data using a large teacher language model and fine-tune a smaller student model with synthetic data. We provided instructions on generating synthetic data using the Amazon Bedrock InvokeModel API and fine-tuning the student model using an Amazon Bedrock custom model. Our evaluation results, based on both an LLM-as-a-judge approach and human evaluation, demonstrated the effectiveness of synthetic data in improving the student model’s performance when original training data is limited.

Although fine-tuning with a large amount of high-quality original data remains the ideal approach, our findings highlight the promising potential of synthetic data generation as a viable solution when dealing with data scarcity. This technique can enable more efficient and cost-effective model customization for domain-specific or specialized use cases.

If you’re interested in working with the AWS Generative AI Innovation Center and learning more about LLM customization and other generative AI use cases, visit Generative AI Innovation Center.

About the Author

Sujeong Cha is a Deep Learning Architect at the AWS Generative AI Innovation Center, where she specializes in model customization and optimization. She has extensive hands-on experience in solving customers’ business use cases by utilizing generative AI as well as traditional AI/ML solutions. Sujeong holds a M.S. degree in Data Science from New York University.

Arijit Ghosh Chowdhury is a Scientist with the AWS Generative AI Innovation Center, where he works on model customization and optimization. In his role, he works on applied research in fine-tuning and model evaluations to enable GenAI for various industries. He has a Master’s degree in Computer Science from the University of Illinois at Urbana Champaign, where his research focused on question answering, search and domain adaptation.

Sungmin Hong is a Senior Applied Scientist at Amazon Generative AI Innovation Center where he helps expedite the variety of use cases of AWS customers. Before joining Amazon, Sungmin was a postdoctoral research fellow at Harvard Medical School. He holds Ph.D. in Computer Science from New York University. Outside of work, Sungmin enjoys hiking, reading and cooking.

Yiyue Qian is an Applied Scientist II at the AWS Generative AI Innovation Center, where she develops generative AI solutions for AWS customers. Her expertise encompasses designing and implementing innovative AI-driven and deep learning techniques, focusing on natural language processing, computer vision, multi-modal learning, and graph learning. Yiyue holds a Ph.D. in Computer Science from the University of Notre Dame, where her research centered on advanced machine learning and deep learning methodologies. Outside of work, she enjoys sports, hiking, and traveling.

Wei-Chih Chen is a Machine Learning Engineer at the AWS Generative AI Innovation Center, where he works on model customization and optimization for LLMs. He also builds tools to help his team tackle various aspects of the LLM development life cycle—including fine-tuning, benchmarking, and load-testing—that accelerating the adoption of diverse use cases for AWS customers. He holds an M.S. degree in Computer Science from UC Davis.

Hannah Marlowe is a Senior Manager of Model Customization at the AWS Generative AI Innovation Center. Her team specializes in helping customers develop differentiating Generative AI solutions using their unique and proprietary data to achieve key business outcomes. She holds a Ph.D in Physics from the University of Iowa, with a focus on astronomical X-ray analysis and instrumentation development. Outside of work, she can be found hiking, mountain biking, and skiing around the mountains in Colorado.

Read More

This blog post is co-written with Moran beladev, Manos Stergiadis, and Ilya Gusev from Booking.com.

Large language models (LLMs) have revolutionized the field of natural language processing with their ability to understand and generate humanlike text. Trained on broad, generic datasets spanning a wide range of topics and domains, LLMs use their parametric knowledge to perform increasingly complex and versatile tasks across multiple business use cases. Furthermore, companies are increasingly investing resources in customizing LLMs through few-shot learning and fine-tuning to optimize their performance for specialized applications.

However, the impressive performance of LLMs comes at the cost of significant computational requirements, driven by their large number of parameters and autoregressive decoding process which is sequential in nature. This combination makes achieving low latency a challenge for use cases such as real-time text completion, simultaneous translation, or conversational voice assistants, where subsecond response times are critical.

Researchers developed Medusa, a framework to speed up LLM inference by adding extra heads to predict multiple tokens simultaneously. This post demonstrates how to use Medusa-1, the first version of the framework, to speed up an LLM by fine-tuning it on Amazon SageMaker AI and confirms the speed up with deployment and a simple load test. Medusa-1 achieves an inference speedup of around two times without sacrificing model quality, with the exact improvement varying based on model size and data used. In this post, we demonstrate its effectiveness with a 1.8 times speedup observed on a sample dataset.

Introduction to Medusa and its benefits for LLM inference speed

LLMs generate text in a sequential manner, which involves autoregressive sampling, with each new token conditional on the previous ones. Generating K tokens necessitates K sequential executions of the model. This token-by-token processing introduces an inherent latency and computational overhead because the model needs to perform a separate forward pass for each new token in the output sequence. The following diagram from Role-Play with Large Language Models illustrates this flow.

Speculative decoding tackles this challenge by using a smaller, faster draft model to generate multiple potential token continuations in parallel, which are then verified by a larger, more accurate target model. This parallelization speeds up text generation while maintaining the quality of the target model because the verification task is faster than autoregressive token generation. For a detailed explanation of the concept, refer to the paper Accelerating Large Language Model Decoding with Speculative Sampling. The speculative decoding technique can be implemented using the inference optimization toolkit on Amazon SageMaker Jumpstart.

The paper Medusa: Simple LLM Inference Acceleration Framework with Multiple Decoding Heads introduced Medusa as an alternative to speculative decoding. Instead of adding a separate draft model, it adds extra decoding heads to the LLM that generate candidate continuations simultaneously. These candidates are then evaluated in parallel using a tree-based attention mechanism. This parallel processing reduces the number of sequential steps needed, leading to faster inference times. The main advantage of Medusa over speculative decoding is that it eliminates the need to acquire and maintain a separate draft model while achieving higher speedups. For example, when tested on the MT-Bench dataset, the paper reports that Medusa-2 (the second version of Medusa) speeds up inference time by 2.8 times. This outperforms speculative decoding, which only manages to speed up inference time by 1.5 times on the same dataset.

The Medusa framework currently supports Llama and Mistral models. Although it offers significant speed improvements, it does come with a memory trade-off (similar to speculative decoding). For instance, adding five Medusa heads to the 7-billion-parameter Mistral model increases the total parameter count by 750 million (150 million per head), which means these additional parameters must be stored in GPU memory, leading to a higher memory requirement. However, in most cases, this increase doesn’t necessitate switching to a higher GPU memory instance. For example, you can still use an ml.g5.4xlarge instance with 24 GB of GPU memory to host your 7-billion-parameter Llama or Mistral model with extra Medusa heads.

Training Medusa heads requires additional development time and computational resources, which should be factored into project planning and resource allocation. Another important limitation to mention is that the current framework, when deployed on an Amazon SageMaker AI endpoint, only supports a batch size of one—a configuration typically used for low-latency applications.

The following diagram from the original Medusa paper authors’ FasterDecoding repository gives a visual Medusa framework overview.

There are two main variants of Medusa:

1. Medusa-1 – Requires a two-stage approach where you first fine-tune your LLM and then add Medusa heads and train them on top of your frozen fine-tuned LLM
2. Medusa-2 – Introduced later as an improvement, fine-tunes both the additional heads and the backbone LLM parameters together, enabling potentially even further latency speedups

The Medusa paper reports that across models of varying sizes, you can achieve inference speedups of around two times for Medusa-1 and around three times for Medusa-2. With Medusa-1, the predictions are identical to those of the originally fine-tuned LLM. In contrast, with Medusa-2, we might observe slightly different results compared to simple fine-tuning of the LLM because both the heads and the backbone LLM parameters are updated together. In this post, we focus on Medusa-1.

Solution overview

We cover the following steps in our solution:

• Prerequisites
• Load and prepare the dataset
• Fine-tune an LLM using a SageMaker AI training job
• Train Medusa heads on top of a frozen fine-tuned LLM using a SageMaker AI training job
• Deploy the fine-tuned LLM with Medusa heads on a SageMaker AI endpoint
• Demonstrate LLM inference speedup

By following this solution, you can accelerate LLM inference in your applications, leading to faster response times and improved user experience.

Prerequisites

To build the solution yourself, there are the following prerequisites:

• You need an AWS account with an AWS Identity and Access Management (IAM) role that has permissions to manage resources created as part of the solution (for example AmazonSageMakerFullAccess and AmazonS3FullAccess). For details, refer to Creating an AWS account.
• We use JupyterLab in Amazon SageMaker Studio running on an ml.t3.medium instance with a Python 3 (ipykernel) kernel. However, you can also use an Amazon SageMaker notebook instance (with a conda_pytorch_p310 kernel) or any integrated development environment (IDE) of your choice.
• Be sure to set up your AWS Command Line Interface (AWS CLI) credentials correctly. For more information, refer Configure the AWS CLI.
• The solution uses an ml.g5.4xlarge instance for the SageMaker AI training jobs, and three ml.g5.4xlarge instance are used for the SageMaker AI endpoints. Make sure you have sufficient capacity for this instance in your AWS account by requesting a quota increase if required. Also check the pricing of the on-demand instances to understand the associated costs.
• To replicate the solution demonstrated in this post, you need to clone this GitHub repository. Within the repository, you can use the medusa_1_train.ipynb notebook to run all the steps in this post. This repository is a modified version of the original How to Fine-Tune LLMs in 2024 on Amazon SageMaker. We added simplified Medusa training code, adapted from the original Medusa repository.

Load and prepare the dataset

Now that you have cloned the GitHub repository and opened the medusa_1_train.ipynb notebook, you will load and prepare the dataset in the notebook. We encourage you to read this post while running the code in the notebook. For this post, we use a dataset called sql-create-context, which contains samples of natural language instructions, schema definitions and the corresponding SQL query. It contains 78,577 examples of natural language queries, SQL CREATE TABLE statements, and SQL queries answering the question using the CREATE statement as context. For demonstration purposes, we select 3,000 samples and split them into train, validation, and test sets.

You need to run the “Load and prepare the dataset” section of the medusa_1_train.ipynb to prepare the dataset for fine-tuning. We also included a data exploration script to analyze the length of input and output tokens. After data exploration, we prepare the train, validation, and test sets and upload them to Amazon Simple Storage Service (Amazon S3).

Fine-tune an LLM using SageMaker AI training job

We use the Zephyr 7B β model as our backbone LLM. Zephyr is a series of language models trained to act as helpful assistants, and Zephyr 7B β is a fine-tuned version of Mistral-7B-v0.1, trained on a mix of publicly available and synthetic datasets using Direct Preference Optimization.

To launch a SageMaker AI training job, we need to use the PyTorch or Hugging Face estimator. SageMaker AI starts and manages all the necessary Amazon Elastic Compute Cloud (Amazon EC2) instances for us, supplies the appropriate containers, downloads data from our S3 bucket to the container and uploads and runs the specified training script, in our case fine_tune_llm.py. We select the hyperparameters based on the QLoRA paper, but we encourage you to experiment with your own combinations. To expedite the execution of this code, we set the number of epochs to 1. However, for better results, it’s generally recommended to set the number of epochs to at least 2 or 3.

from sagemaker.pytorch.estimator import PyTorch
from sagemaker.debugger import TensorBoardOutputConfig
import time
import os

def get_current_time():
    return time.strftime("%Y-%m-%d-%H-%M-%S", time.localtime())

def create_estimator(hyperparameters_dict, job_name, role, sess, train_scipt_path):
    metric=[
        {"Name": "loss", "Regex": r"'loss':s*([0-9.]+)"},
        {"Name": "epoch", "Regex": r"'epoch':s*([0-9.]+)"},
    ]

    tensorboard_s3_output_path = os.path.join(
       "s3://", sess.default_bucket(), job_name, 'tensorboard'
    )
    print("Tensorboard output path:", tensorboard_s3_output_path)

    tensorboard_output_config = TensorBoardOutputConfig(
        s3_output_path=tensorboard_s3_output_path,
        container_local_output_path=hyperparameters_dict['logging_dir']
    )
    estimator = PyTorch(
        sagemaker_session    = sess,
        entry_point          = train_scipt_path,    # train script
        source_dir           = 'train',      # directory which includes all the files needed for training
        instance_type        = 'ml.g5.4xlarge',   # instances type used for the training job, "local_gpu" for local mode
        metric_definitions   = metric,
        instance_count       = 1,                 # the number of instances used for training
        role                 = role,              # Iam role used in training job to access AWS ressources, e.g. S3
        volume_size          = 300,               # the size of the EBS volume in GB
        framework_version      = '2.1.0',             # the pytorch_version version used in the training job
        py_version           = 'py310',           # the python version used in the training job
        hyperparameters      =  hyperparameters_dict,  # the hyperparameters passed to the training job
        disable_output_compression = True,        # not compress output to save training time and cost
        tensorboard_output_config = tensorboard_output_config
    )
    return estimator
    
# hyperparameters, which are passed into the training job
sft_hyperparameters = {
  ### SCRIPT PARAMETERS ###
  'train_dataset_path': '/opt/ml/input/data/train/train_dataset.json', # path where sagemaker will save training dataset
  'eval_dataset_path': '/opt/ml/input/data/eval/eval_dataset.json', # path where sagemaker will save evaluation dataset
  'model_id': model_id,
  'max_seq_len': 256,                               # max sequence length for model and packing of the dataset
  'use_qlora': True,                                 # use QLoRA model
  ### TRAINING PARAMETERS ###
  'num_train_epochs': 1,                             # number of training epochs
  'per_device_train_batch_size': 1,                  # batch size per device during training
  'gradient_accumulation_steps': 16,                  # number of steps before performing a backward/update pass
  'gradient_checkpointing': True,                    # use gradient checkpointing to save memory
  'optim': "adamw_8bit",                             # use fused adamw 8bit optimizer
  'logging_steps': 15,                               # log every 10 steps
  'save_strategy': "steps",                          # save checkpoint every epoch
  'save_steps': 15,
  'save_total_limit': 2,
  'eval_strategy': "steps",
  'eval_steps': 15,
  'learning_rate': 1e-4,                             # learning rate, based on QLoRA paper
  'bf16': True,                                      # use bfloat16 precision
  'max_grad_norm': 10,                              # max gradient norm based on QLoRA paper
  'warmup_ratio': 0.03,                              # warmup ratio based on QLoRA paper
  'lr_scheduler_type': "constant",                   # use constant learning rate scheduler
  'output_dir': '/opt/ml/checkpoints/',              # Temporary output directory for model checkpoints
  'merge_adapters': True,                            # merge LoRA adapters into model for easier deployment
  'report_to': "tensorboard",                        # report metrics to tensorboard
  'logging_dir': "/opt/ml/output/tensorboard"        # tensorboard logging directory
}
 
sft_job_name = f"sft-qlora-text-to-sql-{get_current_time()}"
data = {
    'train': train_dataset_path,
    'eval': eval_dataset_path
}

sft_estimator = create_estimator(sft_hyperparameters, sft_job_name, role, sess, "fine_tune_llm.py")

sft_estimator.fit(job_name=sft_job_name, inputs=data, wait=False)

When our training job has completed successfully after approximately 1 hour, we can use the fine-tuned model artifact for the next step, training the Medusa heads on top of it. To visualize the training metrics in Tensorboard, you can follow the guidance in this documentation: Load and visualize output tensors using the TensorBoard application

Train Medusa heads on top of frozen fine-tuned LLM using a SageMaker AI training job

For training Medusa heads, we can reuse the functions previously mentioned to launch the training job. We selected hyperparameters based on a combination of what the Medusa paper reported and what we found to be best performing after a few experiments. We set the number of Medusa heads to 5 and used the 8-bit AdamW optimizer, as recommended by the paper. For simplicity, we maintained a constant learning rate of 1e-4 with a constant scheduler, similar to the previous fine-tuning step. Although the paper recommends an increased learning rate and a cosine scheduler, we found that our chosen combination of hyperparameters performed well on this dataset. However, we encourage you to experiment with your own hyperparameter settings to potentially achieve even better results.

# hyperparameters, which are passed into the training job
medusa_hyperparameters = {
  ### SCRIPT PARAMETERS ###
  'train_dataset_path': '/opt/ml/input/data/train/train_dataset.json', # path where sagemaker will save training dataset
  'eval_dataset_path': '/opt/ml/input/data/eval/eval_dataset.json', # path where sagemaker will save evaluation dataset
  'model_path': '/opt/ml/input/data/fine-tuned-model/',
  'max_seq_len': 256,                               # max sequence length for model and packing of the dataset
  'medusa_num_heads': 5,
  ### TRAINING PARAMETERS ###
  'num_train_epochs': 3,                             # number of training epochs
  'per_device_train_batch_size': 1,                  # batch size per device during training
  'gradient_accumulation_steps': 16,                  # number of steps before performing a backward/update pass
  'gradient_checkpointing': True,                    # use gradient checkpointing to save memory
  'optim': "adamw_8bit",                             # use fused adamw 8bit optimizer
  'logging_steps': 15,                               # log every 10 steps
  'save_strategy': "steps",                          # save checkpoint every epoch
  'save_steps': 15,
  'save_total_limit':2,
  'eval_strategy': "steps",
  'eval_steps': 15,
  'learning_rate': 1e-4,                             # learning rate
  'bf16': True,                                      # use bfloat16 precision
  'max_grad_norm': 10,                              # max gradient norm based on QLoRA paper
  'warmup_ratio': 0.03,                              # warmup ratio based on QLoRA paper
  'lr_scheduler_type': "constant",                   # use constant learning rate scheduler
  'output_dir': '/opt/ml/checkpoints/',              # Temporary output directory for model checkpoints
  'report_to': "tensorboard",                        # report metrics to tensorboard
  'logging_dir': "/opt/ml/output/tensorboard"        # tensorboard logging directory
}

medusa_train_job_name = f"medusa-text-to-sql-{get_current_time()}"
data = {
    'train': train_dataset_path,
    'eval': eval_dataset_path,
    'fine-tuned-model': fine_tuned_model_path
}

medusa_estimator = create_estimator(medusa_hyperparameters, medusa_train_job_name, role, sess, "train_medusa_heads.py")

medusa_estimator.fit(job_name=medusa_train_job_name, inputs=data, wait=False)

We found that after 3 epochs, the evaluation loss of Medusa heads was converging, which can be observed in the TensorBoard graph in the following image.

Besides the hyperparameters, the main difference is that we pass train_medusa_heads.py as the training entrypoint, where we first add Medusa heads, then freeze the fine-tuned LLM, and we create custom MedusaSFTTrainer class, which is a subclass of the transformers SFTTrainer.

# Add medusa heads and freeze base model
add_medusa_heads(
    model,
    medusa_num_heads=script_args.medusa_num_heads,
)
freeze_layers(model)
model.config.torch_dtype = torch_dtype
model.config.use_cache = False

logger.info("Finished loading model and medusa heads")

tokenizer = AutoTokenizer.from_pretrained(script_args.model_path, use_fast=True)
tokenizer.pad_token = tokenizer.eos_token

################
# Training
################
trainer = MedusaSFTTrainer(
    model=model,
    args=training_args,
    train_dataset=train_dataset,
    eval_dataset=eval_dataset,
    max_seq_length=script_args.max_seq_length,
    tokenizer=tokenizer,
    dataset_kwargs={
        "add_special_tokens": False,  # We template with special tokens
        "append_concat_token": False,  # No need to add additional separator token
    },
    medusa_num_heads=script_args.medusa_num_heads,
    medusa_heads_coefficient=script_args.medusa_heads_coefficient,
    medusa_decay_coefficient=script_args.medusa_decay_coefficient,
    medusa_scheduler=script_args.medusa_scheduler,
    train_only_medusa_heads=script_args.train_only_medusa_heads,
    medusa_lr_multiplier=script_args.medusa_lr_multiplier
)
trainer.train()

In the add_medusa_heads() function, we add the residual blocks of the Medusa heads, and also override the forward pass for our model to make sure not to train the frozen backbone LLM:

def add_medusa_heads(
    model,
    medusa_num_heads,
):
    """
    Args:
        model (nn.Module): The base language model to be used.
        medusa_num_heads (int, optional): Number of additional tokens to predict
    """
    hidden_size = model.lm_head.weight.shape[-1]
    vocab_size = model.lm_head.weight.shape[0]
    model.config.medusa_num_layers = 1
    model.config.medusa_num_heads = medusa_num_heads
    model.medusa_num_heads = medusa_num_heads
    # Create a list of Medusa heads
    model.medusa_heads = nn.ModuleList(
        [
            nn.Sequential(
                ResBlock(hidden_size),
                nn.Linear(hidden_size, vocab_size, bias=False),
            )
            for _ in range(medusa_num_heads)
        ]
    )

    # Ensure medusa_head's dtype and device align with the base_model
    model.medusa_heads.to(model.dtype).to(model.device)
    logger.info(f"Loading medusa heads in {str(model.dtype)} to device {model.device}")

    for i in range(medusa_num_heads):
        # Initialize the weights of each medusa_head using the base model's weights
        model.medusa_heads[i][-1].weight.data[:] = model.lm_head.weight.data[:]

    def forward(
        self,
        input_ids: torch.LongTensor = None,
        attention_mask: Optional[torch.Tensor] = None,
        position_ids: Optional[torch.LongTensor] = None,
        past_key_values: Optional[List[torch.FloatTensor]] = None,
        inputs_embeds: Optional[torch.FloatTensor] = None,
        labels: Optional[torch.LongTensor] = None,
        use_cache: Optional[bool] = None,
        output_attentions: Optional[bool] = None,
        output_hidden_states: Optional[bool] = None,
        return_dict: Optional[bool] = None,
        train_only_medusa_heads: bool = False,
    ):
        """Forward pass of the MedusaModel.
        Returns:
            torch.Tensor: A tensor containing predictions from all Medusa heads.
            (Optional) Original predictions from the base model's LM head.
        """
        maybe_grad = torch.no_grad() if train_only_medusa_heads else nullcontext()
        with maybe_grad:
            outputs = self.model(
                input_ids=input_ids,
                attention_mask=attention_mask,
                position_ids=position_ids,
                past_key_values=past_key_values,
                inputs_embeds=inputs_embeds,
                use_cache=use_cache,
                output_attentions=output_attentions,
                output_hidden_states=output_hidden_states,
                return_dict=return_dict,
            )
            hidden_states = outputs[0]
            medusa_logits = [self.lm_head(hidden_states)]
        for i in range(self.medusa_num_heads):
            medusa_logits.append(self.medusa_heads[i](hidden_states))
        return torch.stack(medusa_logits, dim=0)

    model.forward = types.MethodType(forward, model)

After the model training is finished (which takes 1 hour), we prepare the model artefacts for deployment and upload it to Amazon S3. Your final model artifact contains both the original fine-tuned model from the previous step under the base-model prefix and the trained Medusa heads in a file named medusa_heads.safetensors.

Deploy the fine-tuned LLM with Medusa heads on a SageMaker AI endpoint

The Medusa framework is supported by the Text Generation Inference (TGI) server. After training the LLM with Medusa heads, we deploy it to a SageMaker AI real-time endpoint using the Hugging Face Inference Container set up with TGI.

First, we create a SageMaker AI HuggingFaceModel object and then deploy the model to an endpoint with the following function:

import json
from sagemaker.huggingface import HuggingFaceModel, get_huggingface_llm_image_uri


def deploy_model(endpoint_name, instance_type, model_s3_path=None, hf_model_id=None):
    llm_image = get_huggingface_llm_image_uri(
      "huggingface",
      version="2.2.0",
      session=sess,
    )

    print(f"llm image uri: {llm_image}")

    model_data = None
    if model_s3_path:
        model_data = {'S3DataSource': {'S3Uri': model_s3_path, 'S3DataType': 'S3Prefix', 'CompressionType': 'None'}}
        hf_model_id = "/opt/ml/model"
    else:
        assert hf_model_id, "You need to provide either pretrained HF model id, or S3 model data to deploy"
    config = {
      'HF_MODEL_ID': hf_model_id,  # path to where sagemaker stores the model
      'SM_NUM_GPUS': json.dumps(1),  # Number of GPU used per replica
      'MAX_INPUT_LENGTH': json.dumps(1024),  # Max length of input text
      'MAX_TOTAL_TOKENS': json.dumps(2048),  # Max length of the generation (including input text)
    }

    llm_model = HuggingFaceModel(
      name=endpoint_name,
      role=role,
      image_uri=llm_image,
      model_data=model_data,
      env=config
    )

    deployed_llm = llm_model.deploy(
      endpoint_name=endpoint_name,
      initial_instance_count=1,
      instance_type=instance_type,
      container_startup_health_check_timeout=300,
    )
    return deployed_llm

We deploy three LLMs on three SageMaker AI endpoints:

1. Base LLM which isn’t fine-tuned
2. The LLM that we fine-tuned
3. The fine-tuned LLM that also has trained Medusa heads

You can deploy the three models in parallel by using a function that we included in the notebook, or you can deploy the models one by one by running the code below:

base_deployed_llm = deploy_model( f"base-{get_current_time()}", instance_type="ml.g5.4xlarge", model_s3_path=None, hf_model_id=model_id )
sft_deployed_llm = deploy_model( f"sft-{get_current_time()}", instance_type="ml.g5.4xlarge", model_s3_path=fine_tuned_model_path )
medusa_deployed_llm = deploy_model( f"medusa-{get_current_time()}", instance_type="ml.g5.4xlarge", model_s3_path=medusa_trained_model_path )

After the status for each endpoint becomes InService, which should take around 15 minutes, we can invoke them for inference. We send the following input:

“You are a text to SQL query translator. Users will ask you questions in English and you will generate a SQL query based on the provided SCHEMA. SCHEMA: CREATE TABLE table_name_32 (time VARCHAR, heat VARCHAR, name VARCHAR)
What was Liu Limin's time in heat 4?“

We can observe the following responses:

1. The base LLM response contains extra words that aren’t needed:

“To retrieve the time of Liu Limin in heat 4 based on the provided SCHEMA, we need to write a SQL query. Since the table name is not provided, let 's assume it's "my_table".  Assuming the table has a primary key (which is not mentioned in the SCHEMA), we can join the table with itself to compare the heat and name of Liu Limin in heat 4 with all the records in the table.  Here's the SQL query:  ``sql SELECT t1.time FROM my_table t1 JOIN my_table t2 ON t1.name = t2.name AND t2.heat = 4 WHERE t1.name = 'Liu Limin' AND t1.heat <> 4; `  Explanation:  1. We're selecting the time` column from the first table (t1) in the FROM clause. 2. We're joining the table with itself (my_table t1 JOIN my_table t2) to compare the name and heat of Liu Limin in heat 4 with all the records in the table. 3. We're filtering the results using the WHERE clause. We're selecting only the records where the name is 'Liu Limin' and the heat is not equal to 4 (i.e., not heat 4). This is to ensure that we're selecting the time of Liu Limin in heat 3.  Note: This query assumes that the table has a unique primary key. If the table doesn't have a primary key, you may need to add additional conditions to the JOIN and WHERE clauses to ensure that we're selecting the correct records.“

2. The fine-tuned LLM response is improved significantly, and contains only the required output:

'SELECT time FROM table_name_32 WHERE heat = 4 AND name = "liu limin"'

3. The fine-tuned LLM with trained Medusa heads provides the exact same response as the fine-tuned model, demonstrating that Medusa-1, by design, maintains the output (quality) of the original model:

'SELECT time FROM table_name_32 WHERE heat = 4 AND name = "liu limin"'

Demonstrate LLM inference speedup

To measure the inference speed improvements, we compare the response times of the deployed fine-tuned LLM and the fine-tuned LLM with Medusa heads on 450 test observations with the following code:

import time
import numpy as np
from tqdm import tqdm

def request(sample, deployed_llm):
    prompt = tokenizer.apply_chat_template(sample, tokenize=False, add_generation_prompt=True)
    outputs = deployed_llm.predict({
      "inputs": prompt,
      "parameters": {
        "max_new_tokens": 512,
        "do_sample": False,
        "return_full_text": False,
      }
    })
    return {"role": "assistant", "content": outputs[0]["generated_text"].strip()}

def predict(deployed_llm, test_dataset):
    predicted_answers = []
    latencies = []

    for sample in tqdm(test_dataset):
        start_time = time.time()
        predicted_answer = request(sample["messages"][:2], deployed_llm)
        end_time = time.time()

        latency = end_time - start_time
        latencies.append(latency)
        predicted_answers.append(predicted_answer)

    # Calculate p90 and average latencies
    p90_latency = np.percentile(latencies, 90)
    avg_latency = np.mean(latencies)

    print(f"P90 Latency: {p90_latency:.2f} seconds")
    print(f"Average Latency: {avg_latency:.2f} seconds")

    return predicted_answers

First, we run predictions using the fine-tuned LLM:

sft_predictions = predict(sft_deployed_llm, test_dataset)
P90 Latency: 1.28 seconds
Average Latency: 0.95 seconds

Then, we run predictions using the fine-tuned LLM with Medusa heads:

medusa_predictions = predict(medusa_deployed_llm, test_dataset)
P90 Latency: 0.80 seconds
Average Latency: 0.53 seconds

The prediction runs should take around 8 and 4 minutes respectively. We can observe that the average latency decreased from 950 to 530 milliseconds, which is an improvement of 1.8 times. You can achieve even higher improvements if your dataset contains longer inputs and outputs. In our dataset, we only had an average of 18 input tokens and 30 output tokens.

We want to once again highlight that, with this technique, the output quality is fully maintained, and all the prediction outputs are the same. The model responses for the test set of 450 observations are the same for both with Medusa heads and without Medusa heads:

match_percentage = sum(a["content"] == b["content"] for a, b in zip(sft_predictions, medusa_predictions)) / len(sft_predictions) * 100
print(f"Predictions with the fine-tuned model with medusa heads are the same as without medusa heads: {match_percentage:.2f}% of test set ")

Predictions with fine-tuned model with medusa heads are the same as without medusa heads: 100.00% of test set 

You might notice in your run that a few observations aren’t exactly matching, and you might get a 99% match due to small errors in floating point operations caused by optimizations on GPUs.

Cleanup

At the end of this experiment, don’t forget to delete the SageMaker AI endpoints you created:

base_deployed_llm.delete_model()
base_deployed_llm.delete_endpoint()
sft_deployed_llm.delete_model()
sft_deployed_llm.delete_endpoint()
medusa_deployed_llm.delete_model()
medusa_deployed_llm.delete_endpoint()

Conclusion

In this post, we demonstrated how to fine-tune and deploy an LLM with Medusa heads using the Medusa-1 technique on Amazon SageMaker AI to accelerate LLM inference. By using this framework and SageMaker AI scalable infrastructure, we showed how to achieve up to twofold speedups in LLM inference while maintaining model quality. This solution is particularly beneficial for applications requiring low-latency text generation, such as customer service chat assistants, content creation, and recommendation systems.

As a next step, you can explore fine-tuning your own LLM with Medusa heads on your own dataset and benchmark the results for your specific use case, using the provided GitHub repository.

About the authors

Daniel Zagyva is a Senior ML Engineer at AWS Professional Services. He specializes in developing scalable, production-grade machine learning solutions for AWS customers. His experience extends across different areas, including natural language processing, generative AI and machine learning operations.

Aleksandra Dokic is a Senior Data Scientist at AWS Professional Services. She enjoys supporting customers to build innovative AI/ML solutions on AWS and she is excited about business transformations through the power of data.

Moran Beladev is a Senior ML Manager at Booking.com. She is leading the content intelligence track which is focused on building, training and deploying content models (computer vision, NLP and generative AI) using the most advanced technologies and models. Moran is also a PhD candidate, researching applying NLP models on social graphs.

Manos Stergiadis is a Senior ML Scientist at Booking.com. He specializes in generative NLP and has experience researching, implementing and deploying large deep learning models at scale.

Ilya Gusev is a Senior Machine Learning Engineer at Booking.com. He leads the development of the several LLM systems inside Booking.com. His work focuses on building production ML systems that help millions of travelers plan their trips effectively.

Laurens van der Maas is a Machine Learning Engineer at AWS Professional Services. He works closely with customers building their machine learning solutions on AWS, specializes in natural language processing, experimentation and responsible AI, and is passionate about using machine learning to drive meaningful change in the world.

Read More

The evaluation of large language model (LLM) performance, particularly in response to a variety of prompts, is crucial for organizations aiming to harness the full potential of this rapidly evolving technology. The introduction of an LLM-as-a-judge framework represents a significant step forward in simplifying and streamlining the model evaluation process. This approach allows organizations to assess their AI models’ effectiveness using pre-defined metrics, making sure that the technology aligns with their specific needs and objectives. By adopting this method, companies can more accurately gauge the performance of their AI systems, making informed decisions about model selection, optimization, and deployment. This not only enhances the reliability and efficiency of AI applications, but also contributes to a more strategic and informed approach to technology adoption within the organization.

Amazon Bedrock, a fully managed service offering high-performing foundation models from leading AI companies through a single API, has recently introduced two significant evaluation capabilities: LLM-as-a-judge under Amazon Bedrock Model Evaluation and RAG evaluation for Amazon Bedrock Knowledge Bases. Both features use the LLM-as-a-judge technique behind the scenes but evaluate different things. This blog post explores LLM-as-a-judge on Amazon Bedrock Model Evaluation, providing comprehensive guidance on feature setup, evaluating job initiation through both the console and Python SDK and APIs, and demonstrating how this innovative evaluation feature can enhance generative AI applications across multiple metric categories including quality, user experience, instruction following, and safety.

Before we explore the technical aspects and implementation details, let’s examine the key features that make LLM-as-a-judge on Amazon Bedrock Model Evaluation particularly powerful and distinguish it from traditional evaluation methods. Understanding these core capabilities will help illuminate why this feature represents a significant advancement in AI model evaluation.

Key features of LLM-as-a-judge

1. Automated intelligent evaluation: LLM-as-a-judge uses pre-trained models to evaluate responses automatically, providing human-like evaluation quality with up to 98% cost savings. The system dramatically reduces evaluation time from weeks to hours while maintaining consistent evaluation standards across large datasets.
2. Comprehensive metric categories: The evaluation system covers four key metric areas: quality assessment (correctness, completeness, faithfulness), user experience (helpfulness, coherence, relevance), instruction compliance (following instructions, professional style), and safety monitoring (harmfulness, stereotyping, refusal handling).
3. Seamless integration: The feature integrates directly with Amazon Bedrock and remains compatible with existing Amazon Bedrock Model Evaluation features. Users can access the functionality through the AWS Management Console for Amazon Bedrock and quickly integrate their custom datasets for evaluation purposes.
4. Flexible implementation: The system supports the evaluation of models hosted on Amazon Bedrock, custom fine-tuned models, and imported models. Users can seamlessly connect their evaluation datasets through Amazon Simple Storage Service (Amazon S3) buckets, making the evaluation process streamlined and efficient.
5. Curated judge models: Amazon Bedrock provides pre-selected, high-quality evaluation models with optimized prompt engineering for accurate assessments. Users don’t need to bring external judge models, because the Amazon Bedrock team maintains and updates a selection of judge models and associated evaluation judge prompts.
6. Cost-effective scaling: The feature enables organizations to perform comprehensive model evaluations at scale without the traditional costs and time investments associated with human evaluation. The automated process maintains high-quality assessments while significantly reducing operational overhead.

These features create a powerful evaluation framework that helps organizations optimize their AI model performance while maintaining high standards of quality and safety, all within their secure AWS environment.

Product overview

Now that you understand the key features of LLM-as-a-judge, let’s examine how to implement and use this capability within Amazon Bedrock Model Evaluation. This section provides a comprehensive overview of the architecture and walks through each component, demonstrating how they work together to deliver accurate and efficient model evaluations.

LLM-as-a-judge on Amazon Bedrock Model Evaluation provides a comprehensive, end-to-end solution for assessing and optimizing AI model performance. This automated process uses the power of LLMs to evaluate responses across multiple metric categories, offering insights that can significantly improve your AI applications. Let’s walk through the key components of this solution as shown in the following diagram:

LLM-as-a-judge on Amazon Bedrock Model Evaluation follows a streamlined workflow that enables systematic model evaluation. Here’s how each component works together in the evaluation process:

• Prompt dataset: The process begins with a prepared dataset containing prompts that will be used to test the model’s performance. The evaluation can be conducted with or without ground truth responses—while including ground truth provides additional comparison points, it’s entirely optional and not required for successful evaluation.
• JSONL file preparation: The prompt dataset is converted into JSONL format, which is specifically structured for LLM-as-a-judge evaluation jobs. This format promotes proper processing of evaluation data.
• Amazon S3 storage: The prepared JSONL file is uploaded to an S3 bucket, serving as the secure storage location for the evaluation data.
• Evaluation processing: The Amazon Bedrock LLM-as-a-judge model evaluation job processes the stored data, running comprehensive assessments across the selected metric categories (including quality, user experience, instruction following, and safety).
• Automated report generation: Upon completion, the system generates detailed evaluation reports containing metrics, scores, and insights at both aggregate and individual response levels.
• Expert analysis: Data scientists or machine learning engineers analyze the generated reports to derive actionable insights and make informed decisions.

With this solution architecture in mind, let’s explore how to implement LLM-as-a-judge model evaluations effectively, making sure that you get the most valuable insights from your assessment process.

Prerequisites

To use the LLM-as-a-judge model evaluation, make sure that you have satisfied the following requirements:

• An active AWS account.
• Selected evaluator and generator models enabled in Amazon Bedrock. You can confirm that the models are enabled for your account on the Model access page of the Amazon Bedrock console.
• Confirm the AWS Regions where the model is available and quotas.
• Complete model evaluation prerequisitesrelated to AWS Identity and Access Management (IAM) creation, and add permissions for an S3 bucket to access and write output data.
  • You also need to set up and enable CORS on your S3 bucket.
• If you’re using a custom model instead of an on-demand model for your generator model, make sure that you have sufficient quota for running a Provisioned Throughput during inference.
  • Complete the prerequisites for importing a custom model.
  • Go to the AWS Service Quotas console, and check the following quotas:
    • Model units no-commitment Provisioned Throughputs across custom models.
    • Model units per provisioned model for [your custom model name].
    • Both of these fields need to have enough quota to support your Provisioned Throughput model unit. Request a quota increase if necessary to accommodate your expected inference workload.

Prepare input dataset

When preparing your dataset for LLM-as-a-judge model evaluation jobs, each prompt must include specific key-value pairs. Here are the required and optional fields:

• prompt (required): This key indicates the input for various tasks. It can be used for general text generation where the model needs to provide a response, question-answering tasks where the model must answer a specific question, text summarization tasks where the model needs to summarize a given text, or classification tasks where the model must categorize the provided text.
• referenceResponse (used for specific metrics with ground truth): This key contains the ground truth or correct response. It serves as the reference point against which the model’s responses will be evaluated if it is provided.
• category (optional): This key is used to generate evaluation scores reported by category, helping organize and segment evaluation results for better analysis.

Dataset requirements:

• Each line must be a valid JSON object
• The file must use JSONL format
• The dataset should be stored in an Amazon S3 bucket

Example JSONL format without ground truth (category is optional):

{
    "prompt": "What is machine learning?"
    "category": "technical"
}
{
    "prompt": "Summarize climate change impacts",
    "category": "environmental"
}

Example JSONL format with ground truth (category is optional):

{
    "prompt": "What is machine learning?",
    "referenceResponse": "Machine learning is a subset of artificial intelligence that enables systems to learn and improve from experience without being explicitly programmed. It uses algorithms and statistical models to analyze and draw inferences from patterns in data, allowing computers to perform specific tasks without explicit instructions.",
    "category": "technical"
}
{
    "prompt": "Summarize climate change impacts",
    "referenceResponse": "Climate change leads to rising global temperatures, extreme weather events, sea level rise, and disruption of ecosystems. These changes result in more frequent natural disasters, threats to food security, loss of biodiversity, and various public health challenges. The impacts affect agriculture, coastal communities, and vulnerable populations disproportionately.",
    "category": "environmental"
}

Start an LLM-as-a-judge model evaluation job using the console

You can use LLM-as-a-judge on Amazon Bedrock Model Evaluation to assess model performance through a user-friendly console interface. Follow these steps to start an evaluation job:

1. In the Amazon Bedrock console, choose Inference and Assessment and then select Evalutaions. On the Evaluations page, choose the Models

2. Choose Create and select Automatic: LLM-as-a-judge.
3. Enter a name and description and select an Evaluator model. This model will be used as a judge to evaluate the response of a prompt or model from your generative AI application.

4. Choose Tags and select the model to be used for generating responses in this evaluation job.

5. Select the metrics you want to use to evaluate the model response (such as helpfulness, correctness, faithfulness, relevance, and harmfulness).

6. Select the S3 URI for Choose a prompt dataset and for Evaluation results. You can use the Browse S3 option.

7. Select or create an IAM service role with the proper permissions. This includes service access to Amazon Bedrock, the S3 buckets in the evaluation job, and the models being used in the job. If you create a new IAM role in the evaluation setup, the service will automatically give the role the proper permissions for the job. Specify the output S3 bucket and choose Create.

8. You will be able to see the evaluation job is In Progress. Wait for the job status to change to Complete.

9. When complete, select the job to see its details. The following is the metrics summary (such as 0.83 for helpfulness, 1.00 for correctness, 1.00 for faithfulness, 1.00 for relevance, and 0.00 for harmfulness).

10. To view generation metrics details, scroll down in the model evaluation report and choose any individual metric (like helpfulness or correctness) to see its detailed breakdown.

11. To see each record’s prompt input, generation output, ground truth, and individual scores, choose a metric and select “Prompt details”. Hover over any individual score to view its detailed explanation.

Start an LLM-as-a-judge evaluation job using Python SDK and APIs

To use the Python SDK for creating an LLM-as-a-judge model evaluation job, use the following steps. First, set up the required configurations:

import boto3
from datetime import datetime

# Generate unique name for the job
job_name = f"Model-evaluation-{datetime.now().strftime('%Y-%m-%d-%H-%M-%S')}"

# Configure your knowledge base and model settings
evaluator_model = "mistral.mistral-large-2402-v1:0"
generator_model = "amazon.nova-pro-v1:0"
role_arn = "arn:aws:iam::<YOUR_ACCOUNT_ID>:role/<YOUR_IAM_ROLE>"

# Specify S3 locations for evaluation data and output
input_data = "s3://<YOUR_BUCKET>/evaluation_data/input.jsonl"
output_path = "s3://<YOUR_BUCKET>/evaluation_output/"

# Create Bedrock client
bedrock_client = boto3.client('bedrock')

To create an LLM-as-a-judge model evaluation job:

def create_llm_judge_evaluation(
    client,
    job_name: str,
    role_arn: str,
    input_s3_uri: str,
    output_s3_uri: str,
    evaluator_model_id: str,
    generator_model_id: str,
    dataset_name: str = None,
    task_type: str = "General" # must be General for LLMaaJ
):    
    # All available LLM-as-judge metrics
    llm_judge_metrics = [
        "Builtin.Correctness",
        "Builtin.Completeness", 
        "Builtin.Faithfulness",
        "Builtin.Helpfulness",
        "Builtin.Coherence",
        "Builtin.Relevance",
        "Builtin.FollowingInstructions",
        "Builtin.ProfessionalStyleAndTone",
        "Builtin.Harmfulness",
        "Builtin.Stereotyping",
        "Builtin.Refusal"
    ]

    # Configure dataset
    dataset_config = {
        "name": dataset_name or "CustomDataset",
        "datasetLocation": {
            "s3Uri": input_s3_uri
        }
    }

    try:
        response = client.create_evaluation_job(
            jobName=job_name,
            roleArn=role_arn,
            applicationType="ModelEvaluation",
            evaluationConfig={
                "automated": {
                    "datasetMetricConfigs": [
                        {
                            "taskType": task_type,
                            "dataset": dataset_config,
                            "metricNames": llm_judge_metrics
                        }
                    ],
                    "evaluatorModelConfig": {
                        "bedrockEvaluatorModels": [
                            {
                                "modelIdentifier": evaluator_model_id
                            }
                        ]
                    }
                }
            },
            inferenceConfig={
                "models": [
                    {
                        "bedrockModel": {
                            "modelIdentifier": generator_model_id
                        }
                    }
                ]
            },
            outputDataConfig={
                "s3Uri": output_s3_uri
            }
        )
        return response
        
    except Exception as e:
        print(f"Error creating evaluation job: {str(e)}")
        raise
        
 # Create evaluation job
try:
    llm_as_judge_response = create_llm_judge_evaluation(
        client=bedrock_client,
        job_name=job_name,
        role_arn=ROLE_ARN,
        input_s3_uri=input_data,
        output_s3_uri=output_path,
        evaluator_model_id=evaluator_model,
        generator_model_id=generator_model,
        task_type="General"
    )
    print(f"✓ Created evaluation job: {llm_as_judge_response['jobArn']}")
except Exception as e:
    print(f"✗ Failed to create evaluation job: {str(e)}")
    raise

To monitor the progress of your evaluation job:

# Get job ARN based on job type
evaluation_job_arn = llm_as_judge_response['jobArn']
# Check job status
check_status = bedrock_client.get_evaluation_job(jobIdentifier=evaluation_job_arn) 
print(f"Job Status: {check_status['status']}")

You can also compare multiple foundation models to determine which one works best for your needs. By using the same evaluator model across all comparisons, you’ll get consistent benchmarking results to help identify the optimal model for your use case.

# Generator Models
GENERATOR_MODELS = [
    "anthropic.claude-3-haiku-20240307-v1:0",
    "amazon.nova-micro-v1:0"
]

# Consistent Evaluator
EVALUATOR_MODEL = "anthropic.claude-3-haiku-20240307-v1:0"

def run_model_comparison(
    generator_models: List[str],
    evaluator_model: str
) -> List[Dict[str, Any]]:
    evaluation_jobs = []
    
    for generator_model in generator_models:
        job_name = f"llmaaj-{generator_model.split('.')[0]}-{evaluator_model.split('.')[0]}-{datetime.now().strftime('%Y-%m-%d-%H-%M-%S')}"
        
        try:
            response = create_llm_judge_evaluation(
                client=bedrock_client,
                job_name=job_name,
                role_arn=ROLE_ARN,
                input_s3_uri=input_data,
                output_s3_uri=f"{output_path}/{job_name}/",
                evaluator_model_id=evaluator_model,
                generator_model_id=generator_model,
                task_type="General"
            )
            
            job_info = {
                "job_name": job_name,
                "job_arn": response["jobArn"],
                "generator_model": generator_model,
                "evaluator_model": evaluator_model,
                "status": "CREATED"
            }
            evaluation_jobs.append(job_info)
            
            print(f"✓ Created job: {job_name}")
            print(f"  Generator: {generator_model}")
            print(f"  Evaluator: {evaluator_model}")
            print("-" * 80)
            
        except Exception as e:
            print(f"✗ Error with {generator_model}: {str(e)}")
            continue
            
    return evaluation_jobs

# Run model comparison
evaluation_jobs = run_model_comparison(GENERATOR_MODELS, EVALUATOR_MODEL)

Correlation analysis for LLM-as-a-judge evaluations

You can use the Spearman’s rank correlation coefficient to compare evaluation results between different generator models using LLM-as-a-judge in Amazon Bedrock. After retrieving the evaluation results from your S3 bucket, containing evaluation scores across various metrics, you can begin the correlation analysis.

Using scipy.stats, compute the correlation coefficient between pairs of generator models, filtering out constant values or error messages to have a valid statistical comparison. The resulting correlation coefficients help identify how similarly different models respond to the same prompts. A coefficient closer to 1.0 indicates stronger agreement between the models’ responses, while values closer to 0 suggest more divergent behavior. This analysis provides valuable insights into model consistency and helps identify cases where different models might produce significantly different outputs for the same input.

import json
import boto3
import numpy as np
from scipy import stats

def read_and_organize_metrics_from_s3(bucket_name, file_key):
    s3_client = boto3.client('s3')
    metrics_dict = {}
    
    try:
        response = s3_client.get_object(Bucket=bucket_name, Key=file_key)
        content = response['Body'].read().decode('utf-8')
        
        for line in content.strip().split('n'):
            if line:
                data = json.loads(line)
                if 'automatedEvaluationResult' in data and 'scores' in data['automatedEvaluationResult']:
                    for score in data['automatedEvaluationResult']['scores']:
                        metric_name = score['metricName']
                        if 'result' in score:
                            metric_value = score['result']
                            if metric_name not in metrics_dict:
                                metrics_dict[metric_name] = []
                            metrics_dict[metric_name].append(metric_value)
        return metrics_dict
    
    except Exception as e:
        print(f"Error: {e}")
        return None

def get_spearmanr_correlation(scores1, scores2):
    if len(set(scores1)) == 1 or len(set(scores2)) == 1:
        return "undefined (constant scores)", "undefined"
    
    try:
        result = stats.spearmanr(scores1, scores2)
        return round(float(result.statistic), 4), round(float(result.pvalue), 4)
    except Exception as e:
        return f"error: {str(e)}", "undefined"

# Extract metrics
bucket_name = "<EVALUATION_OUTPUT_BUCKET>"
file_key1 = "<EVALUATION_FILE_KEY1>"
file_key2 = "<EVALUATION_FILE_KEY2>"

metrics1 = read_and_organize_metrics_from_s3(bucket_name, file_key1)
metrics2 = read_and_organize_metrics_from_s3(bucket_name, file_key2)

# Calculate correlations for common metrics
common_metrics = set(metrics1.keys()) & set(metrics2.keys())

for metric_name in common_metrics:
    scores1 = metrics1[metric_name]
    scores2 = metrics2[metric_name]
    
    if len(scores1) == len(scores2):
        correlation, p_value = get_spearmanr_correlation(scores1, scores2)
        
        print(f"nMetric: {metric_name}")
        print(f"Number of samples: {len(scores1)}")
        print(f"Unique values in Model 1 scores: {len(set(scores1))}")
        print(f"Unique values in Model 2 scores: {len(set(scores2))}")
        print(f"Model 1 scores range: [{min(scores1)}, {max(scores1)}]")
        print(f"Model 2 scores range: [{min(scores2)}, {max(scores2)}]")
        print(f"Spearman correlation coefficient: {correlation}")
        print(f"P-value: {p_value}")
    else:
        print(f"nMetric: {metric_name}")
        print("Error: Different number of samples between models")

Best practices for LLM-as-a-judge implementation

You can also compare multiple foundation models to determine which one works best for your needs. By using the same evaluator model across all comparisons, you’ll get consistent, scalable results. The following best practices will help you establish standardized benchmarking when comparing different foundation models.

• Create diverse test datasets that represent real-world use cases and edge cases. For large workloads (more than 1,000 prompts), use stratified sampling to maintain comprehensive coverage while managing costs and completion time. Include both simple and complex prompts to test model capabilities across different difficulty levels.
• Choose evaluation metrics that align with your specific business objectives and application requirements. Balance quality metrics (correctness, completeness) with user experience metrics (helpfulness, coherence). Include safety metrics when deploying customer-facing applications.
• Maintain consistent evaluation conditions when comparing different models. Use the same evaluator model across comparisons for standardized benchmarking. Document your evaluation configuration and parameters for reproducibility.
• Schedule regular evaluation jobs to track model performance over time. Monitor trends across different metric categories to identify areas for improvement. Set up performance baselines and thresholds for each metric.
• Optimize batch sizes based on your evaluation needs and cost constraints. Consider using smaller test sets for rapid iteration and larger sets for comprehensive evaluation. Balance evaluation frequency with resource utilization.
• Maintain detailed records of evaluation jobs, including configurations and results. Track improvements and changes in model performance over time. Document any modifications made based on evaluation insights. The optional job description field can help you here.
• Use evaluation results to guide model selection and optimization. Implement feedback loops to continuously improve prompt engineering. Regularly update evaluation criteria based on emerging requirements and user feedback.
• Design your evaluation framework to accommodate growing workloads. Plan for increased complexity as you add more models or use cases. Consider automated workflows for regular evaluation tasks.

These best practices help establish a robust evaluation framework using LLM-as-a-judge on Amazon Bedrock. For deeper insights into the scientific validation of these practices, including case studies and correlation with human judgments, stay tuned for our upcoming technical deep-dive blog post.

Conclusion

LLM-as-a-judge on Amazon Bedrock Model Evaluation represents a significant advancement in automated model assessment, offering organizations a powerful tool to evaluate and optimize their AI applications systematically. This feature combines the efficiency of automated evaluation with the nuanced understanding typically associated with human assessment, enabling organizations to scale their quality assurance processes while maintaining high standards of performance and safety.

The comprehensive metric categories, flexible implementation options, and seamless integration with existing AWS services make it possible for organizations to establish robust evaluation frameworks that grow with their needs. Whether you’re developing conversational AI applications, content generation systems, or specialized enterprise solutions, LLM-as-a-judge provides the necessary tools to make sure that your models align with both technical requirements and business objectives.

We’ve provided detailed implementation guidance, from initial setup to best practices, to help you use this feature effectively. The accompanying code samples and configuration examples in this post demonstrate how to implement these evaluations in practice. Through systematic evaluation and continuous improvement, organizations can build more reliable, accurate, and trustworthy AI applications.

We encourage you to explore LLM-as-a-judge capabilities in the Amazon Bedrock console and discover how automatic evaluation can enhance your AI applications. To help you get started, we’ve prepared a Jupyter notebook with practical examples and code snippets that you can find on our GitHub repository.

About the Authors

Adewale Akinfaderin is a Sr. Data Scientist–Generative AI, Amazon Bedrock, where he contributes to cutting edge innovations in foundational models and generative AI applications at AWS. His expertise is in reproducible and end-to-end AI/ML methods, practical implementations, and helping global customers formulate and develop scalable solutions to interdisciplinary problems. He has two graduate degrees in physics and a doctorate in engineering.

Ishan Singh is a Generative AI Data Scientist at Amazon Web Services, where he helps customers build innovative and responsible generative AI solutions and products. With a strong background in AI/ML, Ishan specializes in building Generative AI solutions that drive business value. Outside of work, he enjoys playing volleyball, exploring local bike trails, and spending time with his wife and dog, Beau.

Jesse Manders is a Senior Product Manager on Amazon Bedrock, the AWS Generative AI developer service. He works at the intersection of AI and human interaction with the goal of creating and improving generative AI products and services to meet our needs. Previously, Jesse held engineering team leadership roles at Apple and Lumileds, and was a senior scientist in a Silicon Valley startup. He has an M.S. and Ph.D. from the University of Florida, and an MBA from the University of California, Berkeley, Haas School of Business.

Read More

Generative AI has emerged as a transformative force, captivating industries with its potential to create, innovate, and solve complex problems. However, the journey from a proof of concept to a production-ready application comes with challenges and opportunities. Moving from proof of concept to production is about creating scalable, reliable, and impactful solutions that can drive business value and user satisfaction.

One of the most promising developments in this space is the rise of Retrieval Augmented Generation (RAG) applications. RAG is the process of optimizing the output of a foundation model (FM), so it references a knowledge base outside of its training data sources before generating a response.

The following diagram illustrates a sample architecture.

In this post, we explore the movement of RAG applications from their proof of concept or minimal viable product (MVP) phase to full-fledged production systems. When transitioning a RAG application from a proof of concept to a production-ready system, optimization becomes crucial to make sure the solution is reliable, cost-effective, and high-performing. Let’s explore these optimization techniques in greater depth, setting the stage for future discussions on hosting, scaling, security, and observability considerations.

Optimization techniques

The diagram below illustrates the tradeoffs to consider for a production-ready RAG application.

The success of a production-ready RAG system is measured by its quality, cost, and latency. Machine learning (ML) engineers must make trade-offs and prioritize the most important factors for their specific use case and business requirements. For example, consider the use case of generating personalized marketing content for a luxury fashion brand. The brand might be willing to absorb the higher costs of using a more powerful and expensive FMs to achieve the highest-quality classifications, because misclassifications could lead to customer dissatisfaction and damage the brand’s reputation. Consider another use case of generating personalized product descriptions for an ecommerce site. The retailer might be willing to accept slightly longer latency to reduce infrastructure and operational costs, as long as the generated descriptions remain reasonably accurate and compelling. The optimal balance of quality, cost, and latency can vary significantly across different applications and industries.

Let’s look into practical guidelines on how you can enhance the overall quality of your RAG workflow, including the quality of the retriever and quality of the result generator using Amazon Bedrock Knowledge Bases and other features of Amazon Bedrock. Amazon Bedrock Knowledge Bases provides a fully managed capability that helps you implement the entire RAG workflow from ingestion to retrieval and prompt augmentation without having to build custom integrations to data sources and manage data flows.

Evaluation framework

An effective evaluation framework is crucial for assessing and optimizing RAG systems as they move from proof of concept to production. These frameworks typically include overall metrics for a holistic assessment of the entire RAG pipeline, as well as specific diagnostic metrics for both the retrieval and generation components. This allows for targeted improvements in each phase of the system. By implementing a robust evaluation framework, developers can continuously monitor, diagnose, and enhance their RAG systems, achieving optimal performance across quality, cost, and latency dimensions as the application scales to production levels. Amazon Bedrock Evaluations can help you evaluate your retrieval or end-to-end RAG workflow in Amazon Bedrock Knowledge Bases. In the following sections, we discuss these specific metrics in different phases of the RAG workflow in more detail.

Retriever quality

For better retrieval performance, the way the data is stored in the vector store has a big impact. For example, your input document might include tables within the PDF. In such cases, using an FM to parse the data will provide better results. You can use advanced parsing options supported by Amazon Bedrock Knowledge Bases for parsing non-textual information from documents using FMs. Many organizations store their data in structured formats within data warehouses and data lakes. Amazon Bedrock Knowledge Bases offers a feature that lets you connect your RAG workflow to structured data stores. This fully managed out-of-the-box RAG solution can help you natively query structured data from where it resides.

Another important consideration is the way your source document is split up into chunks. If your document would benefit from inherent relationships within your document, it might be wise to use hierarchical chunking, which allows for more granular and efficient retrieval. Some documents benefit from semantic chunking by preserving the contextual relationship in the chunks, helping make sure that the related information stays together in logical chunks. You can also use your own custom chunking strategy for your RAG application’s unique requirements.

RAG applications process user queries by searching across a large set of documents. However, in many situations, you might need to retrieve documents with specific attributes or content. You can use metadata filtering to narrow down search results by specifying inclusion and exclusion criteria. Amazon Bedrock Knowledge Bases now also supports auto generated query filters, which extend the existing capability of manual metadata filtering by allowing you to narrow down search results without the need to manually construct complex filter expressions. This improves retrieval accuracy by making sure the documents are relevant to the query.

Generator quality

Writing an effective query is just as important as any other consideration for generation accuracy. You can add a prompt providing instructions to the FM to provide an appropriate answer to the user. For example, a legal tech company would want to provide instructions to restrict the answers to be based on the input documents and not based on general information known to the FM. Query decomposition by splitting the input query into multiple queries is also helpful in retrieval accuracy. In this process, the subqueries with less semantic complexity might find more targeted chunks. These chunks can then be pooled and ranked together before passing them to the FM to generate a response.

Reranking, as a post-retrieval step, can significantly improve response quality. This technique uses LLMs to analyze the semantic relevance between the query and retrieved documents, reordering them based on their pertinence. By incorporating reranking, you make sure that only the most contextually relevant information is used for generation, leading to more accurate and coherent responses.

Adjusting inference parameters, such as temperature and top-k/p sampling, can help in further refining the output.

You can use Amazon Bedrock Knowledge Bases to configure and customize queries and response generation. You can also improve the relevance of your query responses with a reranker model in Amazon Bedrock.

Overall quality

The key metrics for retriever quality are context precision, context recall, and context relevance. Context precision measures how well the system ranks relevant pieces of information from the given context. It considers the question, ground truth, and context. Context recall provides the percentage of ground truth claims or key information covered by the retrieved context. Context relevance measures whether the retrieved passages or chunks are relevant for answering the given query, excluding extraneous details. Together, these three metrics offer insight into how effectively the retriever is able to surface the most relevant and focused source material to support a high-quality response.

Generator quality can be assessed through several key metrics. Context utilization examines how effectively the generator uses relevant information from the provided source material. Noise sensitivity gauges the generator’s propensity to include inaccurate details from the retrieved content. Hallucination measures the extent to which the generator produces incorrect claims not present in the source data. Self-knowledge reflects the proportion of accurate statements generated that can’t be found in the retrieved chunks. Finally, faithfulness evaluates how closely the generator’s output aligns with the information contained in the source material.

For measuring the overall generation quality, the key metrics include measuring the precision, recall, and answer similarity. Precision suggests the proportion of the correct claims in model’s response, whereas recall suggests the proportion of the ground truth claims covered by the model’s response. Answer similarity compares the meaning and content of a generated answer with a reference or ground truth answer. It evaluates how closely the generated answer matches the intended meaning of the ground truth answer.

Establishing a feedback loop with an evaluation framework against these quality metrics allows for continuous improvement, where the system can learn from user interactions and refine its performance over time. By optimizing these quality metrics, the RAG system can be designed to deliver reliable, cost-effective, and high-performing results for users.

For a demonstration on how you can use a RAG evaluation framework in Amazon Bedrock to compute RAG quality metrics, refer to New RAG evaluation and LLM-as-a-judge capabilities in Amazon Bedrock.

Responsible AI

Implementing responsible AI practices is crucial for maintaining ethical and safe deployment of RAG systems. This includes using guardrails to filter harmful content, deny certain topics, mask sensitive information, and ground responses in verified sources to reduce hallucinations.

You can use Amazon Bedrock Guardrails for implementing responsible AI policies. Along with protecting against toxicity and harmful content, it can also be used for Automated Reasoning checks, which helps you protect against hallucinations.

Cost and latency

Cost considers the compute resources and infrastructure required to run the system, and latency evaluates the response times experienced by end-users. To optimize cost and latency, implement caching strategies to reduce the need for expensive model inferences. Efficient query batching can also improve overall throughput and reduce resource usage. Balance performance and resource usage to find the ideal configuration that meets your application’s requirements.

Use tools like Amazon Bedrock Knowledge Bases so you can take advantage of fully managed support for the end-to-end RAG workflow. It supports many of the advanced RAG capabilities we discussed earlier. By addressing these optimization techniques, you can transition your RAG-powered proof of concept to a robust, production-ready system that delivers high-quality, cost-effective, and low-latency responses to your users.

For more information on building RAG applications using Amazon Bedrock Knowledge Bases, refer to Building scalable, secure, and reliable RAG applications using Amazon Bedrock Knowledge Bases.

Hosting and scaling

When it comes to hosting your web application or service, there are several approaches to consider. The key is to choose a solution that can effectively host your database and compute infrastructure. This could include server-based options like Amazon Elastic Compute Cloud (Amazon EC2), managed services like Amazon Relational Database Service (Amazon RDS) and Amazon DynamoDB, or serverless approaches such as AWS Amplify and Amazon Elastic Container Service (Amazon ECS). For a practical approach to building an automated AI assistant using Amazon ECS, see Develop a fully automated chat-based assistant by using Amazon Bedrock agents and knowledge bases.

In addition to the server or compute layer, you will also need to consider an orchestration tool, testing environments, and a continuous integration and delivery (CI/CD) pipeline to streamline your application deployment. Having a feedback loop established based on the quality metrics along with a CI/CD pipeline is an important first step to creating self-healing architectures.

As your application grows, you will need to make sure your infrastructure can scale to meet the increasing demand. This can involve containerization with Docker or choosing serverless options, implementing load balancing, setting up auto scaling, and choosing between on-premises, cloud, or hybrid solutions. It also includes unique scaling requirements of your frontend application and backend generative AI workflow, as well as the use of content delivery networks (CDNs) and disaster recovery and backup strategies.

The following is a sample architecture for a secure and scalable RAG-based web application. This architecture uses Amazon ECS for hosting the service, Amazon CloudFront as a CDN, AWS WAF as a firewall, and Amazon MemoryDB for providing a semantic cache.

By carefully considering these aspects of hosting and scaling your infrastructure, you can build a resilient and adaptable system to support your growing web application or service. Stay tuned for more detailed information on these topics in upcoming blog posts.

Data privacy, security, and observability

Maintaining data privacy and security is of utmost importance. This includes implementing security measures at each layer of your application, from encrypting data in transit to setting up robust authentication and authorization controls. It also involves focusing on compute and storage security, as well as network security. Compliance with relevant regulations and regular security audits are essential. Securing your generative AI system is another crucial aspect. By default, Amazon Bedrock Knowledge Bases encrypts the traffic using AWS managed AWS Key Management Service (AWS KMS) keys. You can also choose customer managed KMS keys for more control over encryption keys. For more information on application security, refer to Safeguard a generative AI travel agent with prompt engineering and Amazon Bedrock Guardrails.

Comprehensive logging, monitoring, and maintenance are crucial to maintaining a healthy infrastructure. This includes setting up structured logging, centralized log management, real-time monitoring, and strategies for system updates and migrations.

By addressing these critical areas, you can build a secure and resilient infrastructure to support your growing web application or service. Stay tuned for more in-depth coverage of these topics in upcoming blog posts.

Conclusion

To successfully transition a RAG application from a proof of concept to a production-ready system, you should focus on optimizing the solution for reliability, cost-effectiveness, and high performance. Key areas to address include enhancing retriever and generator quality, balancing cost and latency, and establishing a robust and secure infrastructure.

By using purpose-built tools like Amazon Bedrock Knowledge Bases to streamline the end-to-end RAG workflow, organizations can successfully transition their RAG-powered proofs of concept into high-performing, cost-effective, secure production-ready solutions that deliver business value.

References

• New Amazon Bedrock capabilities enhance data processing and retrieval
• New RAG evaluation and LLM-as-a-judge capabilities in Amazon Bedrock
• Prevent factual errors from LLM hallucinations with mathematically sound Automated Reasoning checks
• Amazon Bedrock Knowledge Bases now supports metadata filtering to improve retrieval accuracy
• Amazon Bedrock Knowledge Bases now supports advanced parsing, chunking, and query reformulation giving greater control of accuracy in RAG based applications
• A Developer’s Guide to Advanced Chunking and Parsing with Amazon Bedrock
• Customize models in Amazon Bedrock with your own data using fine-tuning and continued pre-training
• Improve speed and reduce cost for generative AI workloads with a persistent semantic cache in Amazon MemoryDB
• Improve RAG accuracy with fine-tuned embedding models on Amazon SageMaker
• Develop a fully automated chat-based assistant by using Amazon Bedrock agents and knowledge bases
• Safeguard a generative AI travel agent with prompt engineering and Amazon Bedrock Guardrails
• Building scalable, secure, and reliable RAG applications using Amazon Bedrock Knowledge Bases
• Evaluate the reliability of Retrieval Augmented Generation applications using Amazon Bedrock

About the Author

Vivek Mittal is a Solution Architect at Amazon Web Services, where he helps organizations architect and implement cutting-edge cloud solutions. With a deep passion for Generative AI, Machine Learning, and Serverless technologies, he specializes in helping customers harness these innovations to drive business transformation. He finds particular satisfaction in collaborating with customers to turn their ambitious technological visions into reality.

Nitin Eusebius is a Sr. Enterprise Solutions Architect at AWS, experienced in Software Engineering, Enterprise Architecture, and AI/ML. He is deeply passionate about exploring the possibilities of generative AI. He collaborates with customers to help them build well-architected applications on the AWS platform, and is dedicated to solving technology challenges and assisting with their cloud journey.

Mani Khanuja is a Tech Lead – Generative AI Specialists, author of the book Applied Machine Learning and High-Performance Computing on AWS, and a member of the Board of Directors for Women in Manufacturing Education Foundation Board. She leads machine learning projects in various domains such as computer vision, natural language processing, and generative AI. She speaks at internal and external conferences such AWS re:Invent, Women in Manufacturing West, YouTube webinars, and GHC 23. In her free time, she likes to go for long runs along the beach.

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