Posts in category: Google AI

Posted by Xuan Yang, Software Engineer, Google Research

For the 285 million people around the world living with blindness or low vision, exercising independently can be challenging. Earlier this year, we announced Project Guideline, an early-stage research project, developed in partnership with Guiding Eyes for the Blind, that uses machine learning to guide runners through a variety of environments that have been marked with a painted line. Using only a phone running Guideline technology and a pair of headphones, Guiding Eyes for the Blind CEO Thomas Panek was able to run independently for the first time in decades and complete an unassisted 5K in New York City’s Central Park.

Safely and reliably guiding a blind runner in unpredictable environments requires addressing a number of challenges. Here, we will walk through the technology behind Guideline and the process by which we were able to create an on-device machine learning model that could guide Thomas on an independent outdoor run. The project is still very much under development, but we’re hopeful it can help explore how on-device technology delivered by a mobile phone can provide reliable, enhanced mobility and orientation experiences for those who are blind or low vision.

Thomas Panek using Guideline technology to run independently outdoors.

Project Guideline
The Guideline system consists of a mobile device worn around the user’s waist with a custom belt and harness, a guideline on the running path marked with paint or tape, and bone conduction headphones. Core to the Guideline technology is an on-device segmentation model that takes frames from a mobile device’s camera as input and classifies every pixel in the frame into two classes, “guideline” and “not guideline”. This simple confidence mask, applied to every frame, allows the Guideline app to predict where runners are with respect to a line on the path, without using location data. Based on this prediction and the proceeding smoothing/filtering function, the app sends audio signals to the runners to help them orient and stay on the line, or audio alerts to tell runners to stop if they veer too far away.

Project Guideline uses Android’s built-in Camera 2 and MLKit APIs and adds custom modules to segment the guideline, detect its position and orientation, filter false signals, and send a stereo audio signal to the user in real-time.

We faced a number of important challenges in building the preliminary Guideline system:

1. System accuracy: Mobility for the blind and low vision community is a challenge in which user safety is of paramount importance. It demands a machine learning model that is capable of generating accurate and generalized segmentation results to ensure the safety of the runner in different locations and under various environmental conditions.
2. System performance: In addition to addressing user safety, the system needs to be performative, efficient, and reliable. It must process at least 15 frames per second (FPS) in order to provide real-time feedback for the runner. It must also be able to run for at least 3 hours without draining the phone battery, and must work offline, without the need for internet connection should the walking/running path be in an area without data service.
3. Lack of in-domain data: In order to train the segmentation model, we needed a large volume of video consisting of roads and running paths that have a yellow line on them. To generalize the model, data variety is equally as critical as data quantity, requiring video frames taken at different times of day, with different lighting conditions, under different weather conditions, at different locations, etc.

Below, we introduce solutions for each of these challenges.

Network Architecture
To meet the latency and power requirements, we built the line segmentation model on the DeepLabv3 framework, utilizing MobilenetV3-Small as the backbone, while simplifying the outputs to two classes – guideline and background.

The model takes an RGB frame and generates an output grayscale mask, representing the confidence of each pixel’s prediction.

To increase throughput speed, we downsize the camera feed from 1920 x 1080 pixels to 513 x 513 pixels as input to the DeepLab segmentation model. To further speed-up the DeepLab model for use on mobile devices, we skipped the last up-sample layer, and directly output the 65 x 65 pixel predicted masks. These 65 x 65 pixel predicted masks are provided as input to the post processing. By minimizing the input resolution in both stages, we’re able to improve the runtime of the segmentation model and speed up post-processing.

Data Collection
To train the model, we required a large set of training images in the target domain that exhibited a variety of path conditions. Not surprisingly, the publicly available datasets were for autonomous driving use cases, with roof mounted cameras and cars driving between the lines, and were not in the target domain. We found that training models on these datasets delivered unsatisfying results due to the large domain gap. Instead, the Guideline model needed data collected with cameras worn around a person’s waist, running on top of the line, without the adversarial objects found on highways and crowded city streets.

The large domain gap between autonomous driving datasets and the target domain. Images on the left courtesy of the Berkeley DeepDrive dataset.

With preexisting open-source datasets proving unhelpful for our use case, we created our own training dataset composed of the following:

1. Hand-collected data: Team members temporarily placed guidelines on paved pathways using duct tape in bright colors and recorded themselves running on and around the lines at different times of the day and in different weather conditions.
2. Synthetic data: The data capture efforts were complicated and severely limited due to COVID-19 restrictions. This led us to build a custom rendering pipeline to synthesize tens of thousands of images, varying the environment, weather, lighting, shadows, and adversarial objects. When the model struggled with certain conditions in real-world testing, we were able to generate specific synthetic datasets to address the situation. For example, the model originally struggled with segmenting the guideline amidst piles of fallen autumn leaves. With additional synthetic training data, we were able to correct for that in subsequent model releases.

Rendering pipeline generates synthetic images to capture a broad spectrum of environments.

We also created a small regression dataset, which consisted of annotated samples of the most frequently seen scenarios combined with the most challenging scenarios, including tree and human shadows, fallen leaves, adversarial road markings, sunlight reflecting off the guideline, sharp turns, steep slopes, etc. We used this dataset to compare new models to previous ones and to make sure that an overall improvement in accuracy of the new model did not hide a reduction in accuracy in particularly important or challenging scenarios.

Training Procedure
We designed a three-stage training procedure and used transfer learning to overcome the limited in-domain training dataset problem. We started with a model that was pre-trained on Cityscape, and then trained the model using the synthetic images, as this dataset is larger but of lower quality. Finally, we fine-tuned the model using the limited in-domain data we collected.

Three-stage training procedure to overcome the limited data issue. Images in the left column courtesy of Cityscapes.

Early in development, it became clear that the segmentation model’s performance suffered at the top of the image frame. As the guidelines travel further away from the camera’s point of view at the top of the frame, the lines themselves start to vanish. This causes the predicted masks to be less accurate at the top parts of the frame. To address this problem, we computed a loss value that was based on the top k pixel rows in every frame. We used this value to select those frames that included the vanishing guidelines with which the model struggled, and trained the model repeatedly on those frames. This process proved to be very helpful not only in addressing the vanishing line problem, but also for solving other problems we encountered, such as blurry frames, curved lines and line occlusion by adversarial objects.

The segmentation model’s accuracy and robustness continuously improved even in challenging cases.

System Performance
Together with Tensorflow Lite and ML Kit, the end-to-end system runs remarkably fast on Pixel devices, achieving 29+ FPS on Pixel 4 XL and 20+ FPS on Pixel 5. We deployed the segmentation model entirely on DSP, running at 6 ms on Pixel 4 XL and 12 ms on Pixel 5 with high accuracy. The end-to-end system achieves 99.5% frame success rate, 93% mIoU on our evaluation dataset, and passes our regression test. These model performance metrics are incredibly important and enable the system to provide real-time feedback to the user.

What’s Next
We’re still at the beginning of our exploration, but we’re excited about our progress and what’s to come. We’re starting to collaborate with additional leading non-profit organizations that serve the blind and low vision communities to put more Guidelines in parks, schools, and public places. By painting more lines, getting direct feedback from users, and collecting more data under a wider variety of conditions, we hope to further generalize our segmentation model and improve the existing feature-set. At the same time, we are investigating new research and techniques, as well as new features and capabilities that would improve the overall system robustness and reliability.

To learn more about the project and how it came to be, read Thomas Panek’s story. If you want to help us put more Guidelines in the world, please visit goo.gle/ProjectGuideline.

Acknowledgements
Project Guideline is a collaboration across Google Research, Google Creative Lab, and the Accessibility Team. We especially would like to thank our team members: Mikhail Sirotenko, Sagar Waghmare, Lucian Lonita, Tomer Meron, Hartwig Adam, Ryan Burke, Dror Ayalon, Amit Pitaru, Matt Hall, John Watkinson, Phil Bayer, John Mernacaj, Cliff Lungaretti, Dorian Douglass, Kyndra LoCoco. We also thank Fangting Xia, Jack Sim and our other colleagues and friends from the Mobile Vision team and Guiding Eyes for the Blind.

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Posted by Daniel Seita, Research Intern and Andy Zeng, Research Scientist, Robotics at Google

While the robotics research community has driven recent advances that enable robots to grasp a wide range of rigid objects, less research has been devoted to developing algorithms that can handle deformable objects. One of the challenges in deformable object manipulation is that it is difficult to specify such an object’s configuration. For example, with a rigid cube, knowing the configuration of a fixed point relative to its center is sufficient to describe its arrangement in 3D space, but a single point on a piece of fabric can remain fixed while other parts shift. This makes it difficult for perception algorithms to describe the complete “state” of the fabric, especially under occlusions. In addition, even if one has a sufficiently descriptive state representation of a deformable object, its dynamics are complex. This makes it difficult to predict the future state of the deformable object after some action is applied to it, which is often needed for multi-step planning algorithms.

In “Learning to Rearrange Deformable Cables, Fabrics, and Bags with Goal-Conditioned Transporter Networks,” to appear at ICRA 2021, we release an open-source simulated benchmark, called DeformableRavens, with the goal of accelerating research into deformable object manipulation. DeformableRavens features 12 tasks that involve manipulating cables, fabrics, and bags and includes a set of model architectures for manipulating deformable objects towards desired goal configurations, specified with images. These architectures enable a robot to rearrange cables to match a target shape, to smooth a fabric to a target zone, and to insert an item in a bag. To our knowledge, this is the first simulator that includes a task in which a robot must use a bag to contain other items, which presents key challenges in enabling a robot to learn more complex relative spatial relations.

The DeformableRavens Benchmark
DeformableRavens expands our prior work on rearranging objects and includes a suite of 12 simulated tasks involving 1D, 2D, and 3D deformable structures. Each task contains a simulated UR5 arm with a mock gripper for pinch grasping, and is bundled with scripted demonstrators to autonomously collect data for imitation learning. Tasks randomize the starting state of the items within a distribution to test generality to different object configurations.

Examples of scripted demonstrators for manipulation of 1D (cable), 2D (fabric), and 3D (bag) deformable structures in our simulator, using PyBullet. These show three of the 12 tasks in DeformableRavens. Left: the task is to move the cable so it matches the underlying green target zone. Middle: the task is to wrap the cube with the fabric. Right: the task is to insert the item in the bag, then to lift and move the bag to the square target zone.

Specifying goal configurations for manipulation tasks can be particularly challenging with deformable objects. Given their complex dynamics and high-dimensional configuration spaces, goals cannot be as easily specified as a set of rigid object poses, and may involve complex relative spatial relations, such as “place the item inside the bag”. Hence, in addition to tasks defined by the distribution of scripted demonstrations, our benchmark also contains goal-conditioned tasks that are specified with goal images. For goal-conditioned tasks, a given starting configuration of objects must be paired with a separate image that shows the desired configuration of those same objects. A success for that particular case is then based on whether the robot is able to get the current configuration to be sufficiently close to the configuration conveyed in the goal image.

Goal-Conditioned Transporter Networks
To complement the goal-conditioned tasks in our simulated benchmark, we integrated goal-conditioning into our previously released Transporter Network architecture — an action-centric model architecture that works well on rigid object manipulation by rearranging deep features to infer spatial displacements from visual input. The architecture takes as input both an image of the current environment and a goal image with a desired final configuration of objects, computes deep visual features for both images, then combines the features using element-wise multiplication to condition pick and place correlations to manipulate both the rigid and deformable objects in the scene. A strength of the Transporter Network architecture is that it preserves the spatial structure of the visual images, which provides inductive biases that reformulate image-based goal conditioning into a simpler feature matching problem and improves the learning efficiency with convolutional networks.

An example task involving goal-conditioning is shown below. In order to place the green block into the yellow bag, the robot needs to learn spatial features that enable it to perform a multi-step sequence of actions to spread open the top opening of the yellow bag, before placing the block into it. After it places the block into the yellow bag, the demonstration ends in a success. If in the goal image the block were placed in the blue bag, then the demonstrator would need to put the block in the blue bag.

An example of a goal-conditioned task in DeformableRavens. Left: A frontal camera view of the UR5 robot and the bags, plus one item, in a desired goal configuration. Middle: The top-down orthographic image of this setup, which is size 160×320 and passed as the goal image to specify the task success criterion. Right: A video of the demonstration policy showing that the item goes into the yellow bag, instead of the blue one.

Results
Our results suggest that goal-conditioned Transporter Networks enable agents to manipulate deformable structures into flexibly specified configurations without test-time visual anchors for target locations. We also significantly extend prior results using Transporter Networks for manipulating deformable objects by testing on tasks with 2D and 3D deformables. Results additionally suggest that the proposed approach is more sample-efficient than alternative approaches that rely on using ground-truth pose and vertex position instead of images as input.

For example, the learned policies can effectively simulate bagging tasks, and one can also provide a goal image so that the robot must infer into which bag the item should be placed.

An example of policies trained using Transporter Networks applied in action on bagging tasks, where the objective is to first open the bag, then to put one (left) or two (right) items in the bag, then to insert the bag into the target zone. The left animation is zoomed in for clarity.

An example of the learned policy using Goal-Conditioned Transporter Networks. Left: The frontal camera view. Middle: The goal image that the Goal-Conditioned Transporter Network receives as input, which shows that the item should go in the red bag, instead of the blue distractor bag. Right: The learned policy putting the item in the red bag, instead of the distractor bag (colored yellow in this case).

We encourage other researchers to check out our open-source code to try the simulated environments and to build upon this work. For more details, please check out our paper.

Future Work
This work exposes several directions for future development, including the mitigation of observed failure modes. As shown below, one failure is when the robot pulls the bag upwards and causes the item to fall out. Another is when the robot places the item on the irregular exterior surface of the bag, which causes the item to fall off. Future algorithmic improvements might allow actions that operate at a higher frequency rate, so that the robot can react in real time to counteract such failures.

Examples of failure cases from the learned Transporter-based policies on bag manipulation tasks. Left: the robot inserts the cube into the opening of the bag, but the bag pulling action fails to enclose the cube. Right: the robot fails to insert the cube into the opening, and is unable to perform recovery actions to insert the cube in a better location.

Another area for advancement is to train Transporter Network-based models for deformable object manipulation using techniques that do not require expert demonstrations, such as example-based control or model-based reinforcement learning. Finally, the ongoing pandemic limited access to physical robots, so in future work we will explore the necessary ingredients to get a system working with physical bags, and to extend the system to work with different types of bags.

Acknowledgments
This research was conducted during Daniel Seita’s internship at Google’s NYC office in Summer 2020. We thank our collaborators Pete Florence, Jonathan Tompson, Erwin Coumans, Vikas Sindhwani, and Ken Goldberg.

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Posted by Chao Jia and Yinfei Yang, Software Engineers, Google Research

Learning good visual and vision-language representations is critical to solving computer vision problems — image retrieval, image classification, video understanding — and can enable the development of tools and products that change people’s daily lives. For example, a good vision-language matching model can help users find the most relevant images given a text description or an image input and help tools such as Google Lens find more fine-grained information about an image.

To learn such representations, current state-of-the-art (SotA) visual and vision-language models rely heavily on curated training datasets that require expert knowledge and extensive labels. For vision applications, representations are mostly learned on large-scale datasets with explicit class labels, such as ImageNet, OpenImages, and JFT-300M. For vision-language applications, popular pre-training datasets, such as Conceptual Captions and Visual Genome Dense Captions, all require non-trivial data collection and cleaning steps, limiting the size of datasets and thus hindering the scale of the trained models. In contrast, natural language processing (NLP) models have achieved SotA performance on GLUE and SuperGLUE benchmarks by utilizing large-scale pre-training on raw text without human labels.

In “Scaling Up Visual and Vision-Language Representation Learning With Noisy Text Supervision“, to appear at ICML 2021, we propose bridging this gap with publicly available image alt-text data (written copy that appears in place of an image on a webpage if the image fails to load on a user’s screen) in order to train larger, state-of-the-art vision and vision-language models. To that end, we leverage a noisy dataset of over one billion image and alt-text pairs, obtained without expensive filtering or post-processing steps in the Conceptual Captions dataset. We show that the scale of our corpus can make up for noisy data and leads to SotA representation, and achieves strong performance when transferred to classification tasks such as ImageNet and VTAB. The aligned visual and language representations also set new SotA results on Flickr30K and MS-COCO benchmarks, even when compared with more sophisticated cross-attention models, and enable zero-shot image classification and cross-modality search with complex text and text + image queries.

Creating the Dataset
Alt-texts usually provide a description of what the image is about, but the dataset is “noisy” because some text may be partly or wholly unrelated to its paired image.

Example image-text pairs randomly sampled from the training dataset of ALIGN. One clearly noisy text label is marked in italics.

In this work, we follow the methodology of constructing the Conceptual Captions dataset to get a version of raw English alt-text data (image and alt-text pairs). While the Conceptual Captions dataset was cleaned by heavy filtering and post-processing, this work scales up visual and vision-language representation learning by relaxing most of the cleaning steps in the original work. Instead, we only apply minimal frequency-based filtering. The result is a much larger but noisier dataset of 1.8B image-text pairs.

ALIGN: A Large-scale ImaGe and Noisy-Text Embedding
For the purpose of building larger and more powerful models easily, we employ a simple dual-encoder architecture that learns to align visual and language representations of the image and text pairs. Image and text encoders are learned via a contrastive loss (formulated as normalized softmax) that pushes the embeddings of matched image-text pairs together while pushing those of non-matched image-text pairs (within the same batch) apart. The large-scale dataset makes it possible for us to scale up the model size to be as large as EfficientNet-L2 (image encoder) and BERT-large (text encoder) trained from scratch. The learned representation can be used for downstream visual and vision-language tasks.

Figure of ImageNet credit to (Krizhevsky et al. 2012) and VTAB figure credit to (Zhai et al. 2019)

The resulting representation can be used for vision-only or vision-language task transfer. Without any fine-tuning, ALIGN powers cross-modal search – image-to-text search, text-to-image search, and even search with joint image+text queries, examples below.

Evaluating Retrieval and Representation
The learned ALIGN model with BERT-Large and EfficientNet-L2 as text and image encoder backbones achieves SotA performance on multiple image-text retrieval tasks (Flickr30K and MS-COCO) in both zero-shot and fine-tuned settings, as shown below.

ALIGN is also a strong image representation model. Shown below, with frozen features, ALIGN slightly outperforms CLIP and achieves a SotA result of 85.5% top-1 accuracy on ImageNet. With fine-tuning, ALIGN achieves higher accuracy than most generalist models, such as BiT and ViT, and is only worse than Meta Pseudo Labels, which requires deeper interaction between ImageNet training and large-scale unlabeled data.

Zero-Shot Image Classification
Traditionally, image classification problems treat each class as independent IDs, and people have to train the classification layers with at least a few shots of labeled data per class. The class names are actually also natural language phrases, so we can naturally extend the image-text retrieval capability of ALIGN for image classification without any training data.

The pre-trained image and text encoder can directly be used in classifying an image into a set of classes by retrieving the nearest class name in the aligned embedding space. This approach does not require any training data for the defined class space.

On the ImageNet validation dataset, ALIGN achieves 76.4% top-1 zero-shot accuracy and shows great robustness in different variants of ImageNet with distribution shifts, similar to the concurrent work CLIP. We also use the same text prompt engineering and ensembling as in CLIP.

Application in Image Search
To illustrate the quantitative results above, we build a simple image retrieval system with the embeddings trained by ALIGN and show the top 1 text-to-image retrieval results for a handful of text queries from a 160M image pool. ALIGN can retrieve precise images given detailed descriptions of a scene, or fine-grained or instance-level concepts like landmarks and artworks. These examples demonstrate that the ALIGN model can align images and texts with similar semantics, and that ALIGN can generalize to novel complex concepts.

Image retrieval with fine-grained text queries using ALIGN’s embeddings.

Multimodal (Image+Text) Query for Image Search
A surprising property of word vectors is that word analogies can often be solved with vector arithmetic. A common example, “king – man + woman = queen”. Such linear relationships between image and text embeddings also emerge in ALIGN.

Specifically, given a query image and a text string, we add their ALIGN embeddings together and use it to retrieve relevant images using cosine similarity, as shown below. These examples not only demonstrate the compositionality of ALIGN embeddings across vision and language domains, but also show the feasibility of searching with a multi-modal query. For instance, one could now look for the “Australia” or “Madagascar” equivalence of pandas, or turn a pair of black shoes into identically-looking beige shoes. Also, it is possible to remove objects/attributes from a scene by performing subtraction in the embedding space, shown below.

Image retrieval with image text queries. By adding or subtracting text query embedding, ALIGN retrieves relevant images.

Social Impact and Future Work
While this work shows promising results from a methodology perspective with a simple data collection method, additional analysis of the data and the resulting model is necessary before the responsible use of the model in practice. For instance, considerations should be made towards the potential for the use of harmful text data in alt-texts to reinforce such harms. With regard to fairness, data balancing efforts may be required to prevent reinforcing stereotypes from the web data. Additional testing and training around sensitive religious or cultural items should be taken to understand and mitigate the impact from possibly mislabeled data.

Further analysis should also be taken to ensure that the demographic distribution of humans and related cultural items, such as clothing, food, and art, do not cause skewed model performance. Analysis and balancing would be required if such models will be used in production.

Conclusion
We have presented a simple method of leveraging large-scale noisy image-text data to scale up visual and vision-language representation learning. The resulting model, ALIGN, is capable of cross-modal retrieval and significantly outperforms SotA models. In visual-only downstream tasks, ALIGN is also comparable to or outperforms SotA models trained with large-scale labeled data.

Acknowledgement
We would like to thank our co-authors in Google Research: Ye Xia, Yi-Ting Chen, Zarana Parekh, Hieu Pham, Quoc V. Le, Yunhsuan Sung, Zhen Li, Tom Duerig. This work was also done with invaluable help from other colleagues from Google. We would like to thank Jan Dlabal and Zhe Li for continuous support in training infrastructure, Simon Kornblith for building the zero-shot & robustness model evaluation on ImageNet variants, Xiaohua Zhai for help on conducting VTAB evaluation, Mingxing Tan and Max Moroz for suggestions on EfficientNet training, Aleksei Timofeev for the early idea of multimodal query retrieval, Aaron Michelony and Kaushal Patel for their early work on data generation, and Sergey Ioffe, Jason Baldridge and Krishna Srinivasan for the insightful feedback and discussion.

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Posted by Nachiappan Valliappan, Senior Software Engineer and Kai Kohlhoff, Staff Research Scientist, Google Research

Eye movement has been studied widely across vision science, language, and usability since the 1970s. Beyond basic research, a better understanding of eye movement could be useful in a wide variety of applications, ranging across usability and user experience research, gaming, driving, and gaze-based interaction for accessibility to healthcare. However, progress has been limited because most prior research has focused on specialized hardware-based eye trackers that are expensive and do not easily scale.

In “Accelerating eye movement research via accurate and affordable smartphone eye tracking”, published in Nature Communications, and “Digital biomarker of mental fatigue”, published in npj Digital Medicine, we present accurate, smartphone-based, ML-powered eye tracking that has the potential to unlock new research into applications across the fields of vision, accessibility, healthcare, and wellness, while additionally providing orders-of-magnitude scaling across diverse populations in the world, all using the front-facing camera on a smartphone. We also discuss the potential use of this technology as a digital biomarker of mental fatigue, which can be useful for improved wellness.

Model Overview
The core of our gaze model was a multilayer feed-forward convolutional neural network (ConvNet) trained on the MIT GazeCapture dataset. A face detection algorithm selected the face region with associated eye corner landmarks, which were used to crop the images down to the eye region alone. These cropped frames were fed through two identical ConvNet towers with shared weights. Each convolutional layer was followed by an average pooling layer. Eye corner landmarks were combined with the output of the two towers through fully connected layers. Rectified Linear Units (ReLUs) were used for all layers except the final fully connected output layer (FC6), which had no activation.

Architecture of the unpersonalized gaze model. Eye regions, extracted from a front-facing camera image, serve as input into a convolutional neural network. Fully-connected (FC) layers combine the output with eye corner landmarks to infer gaze x– and y-locations on screen via a multi-regression output layer.

The unpersonalized gaze model accuracy was improved by fine-tuning and per-participant personalization. For the latter, a lightweight regression model was fitted to the model’s penultimate ReLU layer and participant-specific data.

Model Evaluation
To evaluate the model, we collected data from consenting study participants as they viewed dots that appeared at random locations on a blank screen. The model error was computed as the distance (in cm) between the stimulus location and model prediction. Results show that while the unpersonalized model has high error, personalization with ~30s of calibration data led to an over fourfold error reduction (from 1.92 to 0.46cm). At a viewing distance of 25-40 cm, this corresponds to 0.6-1° accuracy, a significant improvement over the 2.4-3° reported in previous work [1, 2].

Additional experiments show that the smartphone eye tracker model’s accuracy is comparable to state-of-the-art wearable eye trackers both when the phone is placed on a device stand, as well as when users hold the phone freely in their hand in a near frontal headpose. In contrast to specialized eye tracking hardware with multiple infrared cameras close to each eye, running our gaze model using a smartphone’s single front-facing RGB camera is significantly more cost effective (~100x cheaper) and scalable.

Using this smartphone technology, we were able to replicate key findings from prior eye movement research in neuroscience and psychology, including standard oculomotor tasks (to understand basic visual functioning in the brain) and natural image understanding. For example, in a simple prosaccade task, which tests a person’s ability to quickly move their eyes towards a stimulus that appears on the screen, we found that the average saccade latency (time to move the eyes) matches prior work for basic visual health (210ms versus 200-250ms). In controlled visual search tasks, we were able to replicate key findings, such as the effect of target saliency and clutter on eye movements.

Example gaze scanpaths show the effect of the target’s saliency (i.e., color contrast) on visual search performance. Fewer fixations are required to find a target (left) with high saliency (different from the distractors), while more fixations are required to find a target (right) with low saliency (similar to the distractors).

For complex stimuli, such as natural images, we found that the gaze distribution (computed by aggregating gaze positions across all participants) from our smartphone eye tracker are similar to those obtained from bulky, expensive eye trackers that used highly controlled settings, such as laboratory chin rest systems. While the smartphone-based gaze heatmaps have a broader distribution (i.e., they appear more “blurred”) than hardware-based eye trackers, they are highly correlated both at the pixel level (r = 0.74) and object level (r = 0.90). These results suggest that this technology could be used to scale gaze analysis for complex stimuli such as natural and medical images (e.g., radiologists viewing MRI/PET scans).

Similar gaze distribution from our smartphone approach vs. a more expensive (100x) eye tracker (from the OSIE dataset).

We found that smartphone gaze could also help detect difficulty with reading comprehension. Participants reading passages spent significantly more time looking within the relevant excerpts when they answered correctly. However, as comprehension difficulty increased, they spent more time looking at the irrelevant excerpts in the passage before finding the relevant excerpt that contained the answer. The fraction of gaze time spent on the relevant excerpt was a good predictor of comprehension, and strongly negatively correlated with comprehension difficulty (r = −0.72).

Digital Biomarker of Mental Fatigue
Gaze detection is an important tool to detect alertness and wellbeing, and is studied widely in medicine, sleep research, and mission-critical settings such as medical surgeries, aviation safety, etc. However, existing fatigue tests are subjective and often time-consuming. In our recent paper published in npj Digital Medicine, we demonstrated that smartphone gaze is significantly impaired with mental fatigue, and can be used to track the onset and progression of fatigue.

A simple model predicts mental fatigue reliably using just a few minutes of gaze data from participants performing a task. We validated these findings in two different experiments — using a language-independent object-tracking task and a language-dependent proofreading task. As shown below, in the object-tracking task, participants’ gaze initially follows the object’s circular trajectory, but under fatigue, their gaze shows high errors and deviations. Given the pervasiveness of phones, these results suggest that smartphone-based gaze could provide a scalable, digital biomarker of mental fatigue.

Example gaze scanpaths for a participant with no fatigue (left) versus with mental fatigue (right) as they track an object following a circular trajectory.

The corresponding progression of fatigue scores (ground truth) and model prediction as a function of time on task.

Beyond wellness, smartphone gaze could also provide a digital phenotype for screening or monitoring health conditions such as autism spectrum disorder, dyslexia, concussion and more. This could enable timely and early interventions, especially for countries with limited access to healthcare services.

Another area that could benefit tremendously is accessibility. People with conditions such as ALS, locked-in syndrome and stroke have impaired speech and motor ability. Smartphone gaze could provide a powerful way to make daily tasks easier by using gaze for interaction, as recently demonstrated with Look to Speak.

Ethical Considerations
Gaze research needs careful consideration, including being mindful of the correct use of such technology — applications should obtain explicit approval and fully informed consent from users for the specific task at hand. In our work, all data was collected for research purposes with users’ explicit approval and consent. In addition, users were allowed to opt out at any point and request their data to be deleted. We continue to research additional ways to ensure ML fairness and improve the accuracy and robustness of gaze technology across demographics, in a responsible, privacy-preserving way.

Conclusion
Our findings of accurate and affordable ML-powered smartphone eye tracking offer the potential for orders-of-magnitude scaling of eye movement research across disciplines (e.g., neuroscience, psychology and human-computer interaction). They unlock potential new applications for societal good, such as gaze-based interaction for accessibility, and smartphone-based screening and monitoring tools for wellness and healthcare.

Acknowledgements
This work involved collaborative efforts from a multidisciplinary team of software engineers, researchers, and cross-functional contributors. We’d like to thank all the co-authors of the papers, including our team members, Junfeng He, Na Dai, Pingmei Xu, Venky Ramachandran; interns, Ethan Steinberg, Kantwon Rogers, Li Guo, and Vincent Tseng; collaborators, Tanzeem Choudhury; and UXRs: Mina Shojaeizadeh, Preeti Talwai, and Ran Tao. We’d also like to thank Tomer Shekel, Gaurav Nemade, and Reena Lee for their contributions to this project, and Vidhya Navalpakkam for her technical leadership in initiating and overseeing this body of work.

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